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Online Resumes with "series7"
Compliance Officer
To attain an executive-level position in the field of Compliance.
Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,
Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance
VP Private Banking Relationship Mgr - Securities licenses; 20 yrs in banking
To work for a company to utilize previous experiences in developing long term relationships with clients and providing outstanding customer service and financial advise.
Tags for this Online Resume: sales experience, relationship building, outstanding customer service, sec licenses, series 7 & 66, financial planning, 20 years banking experience
Experienced Insurance Products Wholesaler
Field Opportunities Life, Health, Annuities, or P&C Product Sales Consulting Opportunities Career Growth Potential
Ideal Companies: Hartford Insurance, Travelers, Allianz, Pacific Life, Lincoln Life, American Hardware, Austin Mutal, Western National
Tags for this Online Resume: Series 7, Series 63, MN Life, Health and P
Customer Service Specialist
Former teacher with back office experience for securities broker.
Ideal Companies: Small, but growing.
Tags for this Online Resume: Administrative Assistant, Executive Assistant, Back Office, Trainer, Inside Sales
Administrative Assistant
Tags for this Online Resume: Registered Client Associate, Series 7/66/CFM, Banking Services, Trading, T & E, High Net Worth Client Service
Middle/Front Office Series 7 and 63
Looking for a Support roll in a Fixed Income Trading environment, with the potential for growth and advancement.
Ideal Companies: RBS, UBS, BofA, Barclays
Tags for this Online Resume: bloomberg, tradeweb, dtc, fedwire
internal wholesaler or advanced markets
seeking position with growth minded firm, where I can develop new skills, continue to learn the business and eventually lead into management or other position of increasing responsibility
Tags for this Online Resume: Case Design, FINRA Series 6,63, Microsoft Excel, FINRA Series 7, MA Life Insurance License
Financial Services
I am series 7 & 63 and have my insurance licenes. I have been on the administrative management, compliance & supervision side of financial wirehouses. I am looking for something along those lines where I can bring my expertise and experience of 30 years. I am currently a sales assistant to a financial advisor.
Senior Sales Manager- MBA and Bachelor of Arts in Economics-20+ years of sales leadershipin Financial Services Industry
Sales leadership, National Sales Mgr, or Divisional Sales Mgr position in Financial Services arena, specifically in Managed Money, Mutual funds or annuities.
Ideal Companies: Nationwide, Legg Mason, Wells fargo, merrill lynch, smith barney, lincoln financial, Met Life,
Tags for this Online Resume: Relationship Management, Team Builder, Financial Services, Leadership, Sales Leader, Sales Management
VP of Equity Trader - 20 years FINERA License 4,7,9,10 &24
Looking to have an impact in an organization where I can help grow and help expand client base by improving product and client satisfaction.
Ideal Companies: Wells Fargo Advisors, Stifel Financial, Edward Jones, Scottrade
Tags for this Online Resume: motivator, Increase revenue, manager, mulit-task, St. Louis (30 miles), FINERA Liscense 4, FINERA Liscense 7, FINERA Liscense 24, trainer
Client Services, Sales Support & Operations Executive
extensive experience in managing multi-site operations, due diligence, sales support, call centers, training and vendor services in the financial services industry. Expertise in managing people, projects and process re-engineering. Innovative team player who enjoys serving as change agent and developing a culture of excellence with a diverse workforce. Exceptional relationship management, team building and communication ski...
Ideal Companies: Merrill Lynch, Wachovia, Prudential Securities, Sunrise Senior Living
Tags for this Online Resume: Client Services, Sales Support
Senior Associate
Provide actionable information by performing extensive analysis and valuation of complex structured securities ~ MBS, ARS, CMO, ABS,etc.
Ideal Companies: consulting, interactive marketing; consumer goods; financial services
