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Online Resumes with "Series 53"

Compliance Officer

Management & Business Resumes - Compliance Officer Resumes - Caldwell, NJ

To attain an executive-level position in the field of Compliance.

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,

Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance

Compliance, Los Angeles

Management & Business Resumes - Administrative Services Manager Resumes - Rowland Heights, CA

Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Operations, Wealth Management

Compliance Supervisor

Accounting & Finance Resumes - Accountant Resumes - Boca Raton, FL

Pacific Pearl Group - West Palm Beach FL Chief Compliance Officer - 2012,2013 Self Employed - Trader November 2011 - August 2012 Traded equities and execute various options strategies utilizing research and stock market trends to self sustain my income Kane Reid Securities dba TradeKing, Fort Lauderdale, Florida February 2007- January 2011 Supervisor of Compliance and Customer Identification Responsible for the superv...