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Online Resumes with "FINRA Series 7"



Featured Profile

Highly Entrepreneurial Executive with Multi-Industry Experience

I'm looking for an opportunity to have a strong impact on the development of a growth-stage firm or a high-potential department of a larger company (entrepreneur or intrapreneur). I am excellent at situational analysis, strategic planning and execution, and team building. I have no fear of decision-making. Difficult project work in an uncertain environment is welcomed.

Ideal Companies: Highly entrepreneurial companies of any size, from Cisco to Mingle.com. Opportunities in green technologies/renewable fuels/medical or healthcare IT/biotechnology especially interesting. Organizations promoting entrepreneurship and startups (incubators, ...) also an option.

Tags for this Online Resume: Strategic Planning, Communications/Presentations, Project and Program Management, Financial Analysis and Modeling, Team Building, Entrepreneurship, Innovation, Marketing, Operations, Competitive Advantages, Process Reengineering, Management Consultant, Incubator, Start-up Company, Growth-Stage Company, Financial Management

Regional Vice President - mutual fund wholesaler

An external sales position where I can utilize my Richardson Sales training and effectively grow my territory.

Tags for this Online Resume: FINRA Series 7, 66, Proficient with Microsoft Excel, extensive public speaking experience, self-motivated, Toastmasters International member

Financial Services - Sales & Relationship Management

Results-driven sales professional with strong analytical and relationship building skills. Also have excellent territory management skills, organizational capabilities, and a strong team player.

Ideal Companies: Fidelity, MFS, Eaton Vance, State Street

Tags for this Online Resume: Consultative Sales, Relationship Sales, Relationship Management, Product Development and Launch, Account Management, Territory Management, Market Research and Analysis, Practice Management Best Practices

Compliance Officer

To attain an executive-level position in the field of Compliance.

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,

Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance

internal wholesaler or advanced markets

seeking position with growth minded firm, where I can develop new skills, continue to learn the business and eventually lead into management or other position of increasing responsibility

Tags for this Online Resume: Case Design, FINRA Series 6,63, Microsoft Excel, FINRA Series 7, MA Life Insurance License

The Wizard

I like to be challenged and busy. I excel in fast paced, changing environments. I can speak to senior management as well as IT. I am able to focus on the long term strategic vision, while making short term decisions. I am decisive, a strong leader and motivator

Ideal Companies: L'Oreal, Nestle, Banc Paribas, JP Morgan Chase, Bank Santander

Tags for this Online Resume: Product Development, Project Management, Product Management, Business Lead, SaaS, Product Lifecycle, Product Planning and Marketing

Portfolio Specialist/Trader

I want a job where I am part of an investment team where I can utilize my trading and investment experience.

Ideal Companies: Vanguard, Turner Investments, SEI Corporation, Blackrock, Fidelity

Tags for this Online Resume: Investment, Portfolio, trader, performance

Paraplanner/Financial Operations, Portland, OR

Detail-oriented client services professional with 5+ years experience in the independent financial services industry. Known for utilizing strong technical background and exceptional planning skills to analyze clients’ financial condition and present effective insurance/investment solutions. Chartered Retirement Planning Counselor (CRPC), FINRA series 7 and 63 and Life/Disability/LTC licensed. A productive problem-solver pro...

Tags for this Online Resume: clilent service, Excel, trading, planning

Exceptional business development specialist

High energy financial services professional with exceptional interpersonal, communication and leadership skills. Resourceful, creative, loyal.

Ideal Companies: T. Rowe Price, Financial Engines, ADP, MassMutual, John Hancock, 401(k) Service providers

Tags for this Online Resume: Business Development, Relationship Management, Sales Management

Featured Profile

Featured Profile

Brokerage Services, New York, NY

Over 12 years combined experience in Client Services, Brokerage, insurance, and Mutual Fund Back Office Operations. I am looking to target a position back into Brokerage Operations, or as a Trader’s Assistant. My goal is to utilize my FINRA Series 7 and 55 licenses.

Tags for this Online Resume: Brokerage, Back Office Operations, Business Analyst, Order Entry - Trader Assistant, Trade Surveillance , Fund Performance