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Were you looking for FINRA-Series-7 job results?
Click Here to search for FINRA-Series-7 in our 2.4M jobs.
Online Resumes with "FINRA Series 7"
PM - BA - UATCoordinator
QUALIFICATIONS: * IT and Operations Professional with significant expertise in all facets of project management, project life cycle, business analysis, UAT coordination and release management within financial markets. * Highly adept in stock records, accounting, income collection, settlements, clearance proofs, client onboarding and technical responsibilities. * Comprehensive background in information technology and back-of...
Tags for this Online Resume: Information Technology, Commodities, Custody, Derivatives, Equities, Integrate, SEC, Securities, Securities and Exchange Commission (SEC), agile
Chief Financial Officer - 20 Years of Experience - Near 90277
PROFILE Seasoned CFO/COO with early stage experience in Investment Management, Broker Dealers, Fulfillment, B to C Services (e-commerce, call centers and marketing) and start-up telecom & technology companies. Successfully raised capital within the investment management, telecommunications, technology and financial services industries. SEC & FINRA CCO experience with several audits overseen. Broad experience in management, ...
Tags for this Online Resume: A SERIES, Banking Industry, CFO, Compliance, Due Diligence, Financial Industry, Focus, Forecast, Investment Banking, Management, finance, excel, budgeting, management, FINRA, FINOP, capital raising, M&A, accounting, investment management, SEC, Operations, Business Development
Not Listed - 20 Years of Experience - Near 60540
PROFESSIONAL SUMMARY Detail oriented securities professional with experience in financial markets, sales, trading, operations and compliance in a broker dealer environment. Seasoned professional with experience in bond trading and working with institutional, high net worth and retail clients in providing customized portfolios to meet each client's financial goals.
Tags for this Online Resume: High Net Worth, Sales, Bonds, Financial, Retail, Compliance, Fixed Income, Government, Problem Solving, Securities, stocks, finra series 7, finra series 63, finra series 65, muni trading
Featured Profile
CEO, Chief Distribution Officer, Chief Marketing Officer, President, EVP, SVP
My objective is to bring my extensive experience and expertise in sales, sales management, marketing and relationship management to a thriving organization that wants to grow.
Ideal Companies: Fidelity, BlackRock, Manulife, Nationwide
Tags for this Online Resume:
Annuity, Consulting, Financial Services, Management, Sales, Services, Product Design, Distribution, B2B Relationship Management, Change Management, Business Alliances, Restructuring, Project Management, Strategic Planning, Team Leadership, Branding, Performance Management, Client Relations, Product Marketing, Presentations, Business Development, Solution-Based Selling, Product Development, Strategic Partnerships, President, CEO, Chief Distribution Officer, Chief Marketing Officer, Board of Directors, Foundations
CEO, Chief Distribution Officer, Chief Marketing Officer, President, EVP, SVP
My objective is to bring my extensive experience and expertise in sales, sales management, marketing and relationship management to a thriving organization that wants to grow.
Ideal Companies: Fidelity, BlackRock, Manulife, Nationwide
Tags for this Online Resume: Annuity, Consulting, Financial Services, Management, Sales, Services, Product Design, Distribution, B2B Relationship Management, Change Management, Business Alliances, Restructuring, Project Management, Strategic Planning, Team Leadership, Branding, Performance Management, Client Relations, Product Marketing, Presentations, Business Development, Solution-Based Selling, Product Development, Strategic Partnerships, President, CEO, Chief Distribution Officer, Chief Marketing Officer, Board of Directors, Foundations
