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Online Resumes with "FINRA Series 7"



Featured Profile

Compliance Officer

Tags for this Online Resume: FINRA Series 7, J.D. , organized and Analytical, Microsoft office suite, excellent verbal and written skills, willing to relocate

Financial Specialist

Tags for this Online Resume: FINRA Series 7, 63, & CA Insurance licenses, Client Services, Customer Service, Advisor and Advisor Support, Compliance, Operations

Customer and Financial Service professional - 15 years experience - sales/asset retention operations

Acquire employment which will enable me to be in a position to assist others. Exceed expectations of an individual contributor and enhance the overall performance of the team.

Tags for this Online Resume: Finra Series 6 license, Finra Series 7 license, Finra Series 63 license

Featured Profile

Relationship Manager/Communications Manager, Denver

I desire a postion that uses my skills as a proven Business to Business relationship manager, marketing communications manager and leader.

Ideal Companies: Viasat, TIAA CREF, Davita, Johns Manville, Great West Financial, Oppenheimer Funds, Janus Funds,

Tags for this Online Resume: Relationship Manager, Communications, Financial Services

Private Banker

Goal driven, motivated, experienced, creative sales person with high values and 14 years of investment sales experience.

Ideal Companies: Wells Fargo, Chase.

Tags for this Online Resume: Banking, Sales, Investments

Financial Manager, Branch or Department

Tags for this Online Resume: Finra series 7,24,63 and 55, AML compliance, Options, equity

Featured Profile

Retail Investment Branch manager- Highly Licensed- 10 Years Experience

I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.

Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.

Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations

Featured Profile

Experienced financial advisor and trust and estates attorney

I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.

Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike

Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65

Featured Profile

Marketing Manager - Over 15 Years of Experience - Chicago

Accomplished marketing professional with over 15 years marketing experience and proven skills developing and implementing successful marketing campaigns.

Tags for this Online Resume: Direct Mail, Email, Brand, Financial Services, P, Creative Development, Marketing Strategy, Chicago

Financial Manager, Branch or Department - 20 Years of Experience - Near 32708

A management professional with extensive experience and strong business background developed through managing staff in various financial positions. A visionary with the ability to serve as a catalyst for profitable and orderly workforce change having excellent organizational and administrative skills necessary to function effectively in any business environment. Solution oriented with an eye toward increased productivity ...