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Online Resumes with "series 63 "



Fundraiser

Floor Executed SP 100 derivatives for bank trading desks and Market Makers. Trained personnel in compliance and regulatory behavior. manager of a large executing operation in SP 100 for trading desks and very Phone Clerk handling the orders of clearing Market Makers. 1982-1985

Tags for this Online Resume: Derivatives, Benefits, High Net Worth, P&L, Series 63, Series 7

Featured Profile

Financial Specialist - 9 Years of Experience - Near 85122

I have spent many years growing as an individual within the financial industry to ensure I have the people and professional skill set to ensure I make the right decisions for all parties involved. I understand how to measure risk against reward, while satisfying an individual�??s true need, rather it be a financial need, or an emotional need. It is my passion to do what is right for all parties involved to continue success ...

Tags for this Online Resume: Series 6, Series 63, Business Operations , Managment , Insurance , sales, Management, Accounting, Billing, Mba

Sales Representative

Professional Summary Senior Relationship Manager, Financial Advisor, Small Business Banker and Insurance Agent successful at building and deepening customer based relationships. Adept to developing successful sales marketing plans, presentations, networking and generating referrals to increase new business sales revenue.

Tags for this Online Resume: Annuity, Financial, Insurance, Marketing Management, Networking, Real Estate, Referrals, Sales, Series 6, Series 63

Featured Profile

Financial Management

To grow existing assets and bring new assets under management. Experience includes acquisitions, managing large HNW relationships, strong relationship management background.

Ideal Companies: Financial Services, Banks

Tags for this Online Resume: Acquisitions, Ipc, Management, Financial, Financial Industry, Financial Management, Series 63, Series 1, Series 7, Series 65, Series 4

Sales Manager - 17 Years of Experience - Near 33410

"richard.charette@live.com" FA production growth of 45.16%. Ranked #1 in the region and #3 in the country for year over year growth 2007. Growth of total production from $6mm to $10mm in two years. 2005 profitability growth of $541,000 or 66% year over year. Increased Average FA production from 93,476.22 to 285,000.00 in 18 months. Increased average advisors recurring revenue from 26% to 49%. * Visionary, Strategy Execution...

Tags for this Online Resume: Management, Financial, Legacy, Wealth Management, Financial Services, Services, Change Management, Commodities, Due Diligence, Futures

Manager - 10 Years of Experience - Near 77094

Areas of Expertise Sales Team Leadership to $30 Million Mortgage / Tax Services / Investments / Insurance Strategic Training & Development Certified Public Accountant (CPA) Financial Product Development Chartered Financial Consultant (ChFC) / Series 63 (former)

Tags for this Online Resume: Insurance, Annuity, Life Insurance, Sales, Sales Calls, Securities, Sales Executive, Financial, Financial Management, Financial Services, sales, account executive, account manager, sales representative, inside sales, technical sales, outside sales, marketing

Customer Service Manager - 15 Years of Experiente - Near 33144

Tags for this Online Resume: Series 63, Project management executive certificate , Series 6, Six sigma green belt, Insurance license

Private and Public Equity Analyst and Investor - 25 yrs Experience in Finance and Industry

Tags for this Online Resume: Banking Industry, e-Commerce, Equity, Investment Banking, Retail, Management, Training, Series 63, Series 7, Series 79, COO, Strategist, Business Development, Private Equity, Investment Management, Public Equity, Capital Raising, Branding, Wholesale, Licensing

Supply Chain Manager - 4 Years of Experience - Near 85215

Summary of qualifications 13yrs Customer Service Experience 7yrs inbound/outbound Sales Experience 11yrs Account management 3.5yrs Supply Chain, Purchasing & Demand Planning 5yrs banking & cash handling experience 2yrs Logistics, Inventory management & warehouse experience.

Tags for this Online Resume: Securities, Series 63, Insurance, Life Insurance, Logistics, Pricing, Supply Chain, Wholesale, Forecasting, Product Development

Human Resources Manager

COVER LETTER: February 23, 2018 February 23, 2018 David Williams P.O Box 890742 Temecula, CA 92589 wtxrc21m@gmail.com Dear Future Employer Sincerely, David Williams Wtxrc21m@gmail.com David Williams P.O Box 890742 Temecula, CA 92589 Email: wtxrc21m@gmail.com EMPLOYERS

Tags for this Online Resume: Business Analysis, Business Analyst, Compliance, Human Resources, Human Resources Information System, Planning, Regulatory Affairs, Retirement planning, Securities, Series 63

Featured Profile

20 years of Experience in equity trading and sales of equity products

Strategic Financial Executive with extensive expertise in equity trading and sales for the the consumer and retail sectors and with developing trading systems for premier Wall Street firms. A talented client-focused leader with excellent organizational, interpersonal and communication skills. A consummate team player with a collaborative work style, as well as a high energy level, a solid work ethic and impeccable corporat...

Ideal Companies: Pepsico, P&G, Forest Labs, Quintiles, Astellas, Dow, Duracell, Target, Home Depot, Lowes, Wal Mart, UPS, Fedex, IBM, Allergan, Tesla, Campbell Soup

Tags for this Online Resume: Sales, Team Player, High Energy, Client Service, Manage, Training, Client focus, Focus on various types of clients/customers, Retail, Business Development

Not Listed - 6 Years of Experience - Near 92708

Tags for this Online Resume: Management, Insurance, Financial Services, Health Insurance, Microsoft, Microsoft Office, Series 6, Series 63, Services, Account Manager