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Online Resumes with "Securities broker"
Banking Finance Officer
Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.
Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs
Tags for this Online Resume: Equity Finance, Security Lending
Customer Service Specialist
Former teacher with back office experience for securities broker.
Ideal Companies: Small, but growing.
Tags for this Online Resume: Administrative Assistant, Executive Assistant, Back Office, Trainer, Inside Sales
Registered Sales Assistant, Licensed Securities Broker, Client Relationship Associate
I strive to help staff and clients; interaction with supervisors; completing tasks and projects in a timely manner; being responsible for others and demanding self respect, due diligence and the timeliness for which work is assigned and completed; excited about the variety of work and responsibilities presented; pushing imagination and skills to be a better employee; creating a work environment conducive to all staff.
Brokerage Clerk
Tags for this Online Resume: middle office support, broker dealer operations, back office, securities broker assistant, broker assistant, sales and trading support
Top Sales Security Broker
Tags for this Online Resume: Consistent top Sales, MBA & Engineering Degrees, Public Speaker, Travel and/or relocate
Principal of a management consulting business
I want to assist business owners in every aspect of their personal financial and business planning
Tags for this Online Resume: Financial advisor, Business Owner, Investment manager, Business Consultant, Executive Consultant, Securities broker
Experienced Hands On Executive
Highly successful executive with over twenty years of experience in applying technology and business strategies enabling product, service and team breakthroughs that result in increased productivity, revenue, and organizational capability. Demonstrated strong systems implementation and product marketing background in a variety of Internet and financial services environments. Broad sales, product, marketing, communications...
Ideal Companies: Google, funded start-ups, FBI, Credit Unions
Tags for this Online Resume: Product, Marketing, Leader
Investment Advisor, New York
Become an Investment Adviser Representative / Securities Broker Agent
Tags for this Online Resume: Series 65, Series65
Insurance Brokerage and Risk Management Consulting Senior Vice President & Producer
Established Financial Institutions & Environmental Insurance Group Practice. Supervised the underwriting and marketing of Directors & Officers, Professional Liability, Fiduciary and fidelity products to banks, insurance companies, security brokers and money management firms.
Tags for this Online Resume: risk management, environmental insurance, Commercial Banking , Professional Liability, MBA, Underwriting
Experienced financial advisor and trust and estates attorney
I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.
Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike
Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65
Compliance Officer - 20 Years of Experience - Near 19137
To be the CHIEF COMPLIANCE OFFICER(or at least a senior level Legal or Compliance Officer)of a SECURITIES BROKER DEALOR, investment advisor, investment company/mutual fund
Tags for this Online Resume: Securities Industry, attorney, compliance professionalionalchief AML Officer, chief compliance officer IND.Broker-Dealer, Investment Adviser, Compliance, Financial, Financial Statement, Financial Statements, Fixed Income, Fraud, Management, Philadelphia, PA, Equities, Council, Financial Services, Banks
Team Leader, CTO, CIO
Experience Summary: Program/Technical Leadership involving Workplace, Technology Platform, Application, Infrastructure and Architecture over and large global teams over the past 30 years * Cloud Stack Technical Strategy for next generation multiCloud Life Assured Compliance startup with a 200 Cloud company ecosystem * Business Data center/wireless ISP Rollup analysis for VC groups - business and technical due diligence on 3...
Tags for this Online Resume: Desktop Computer, Infrastructure, Architect, Accounting, Aerospace, Apache Hadoop, Application Development, Certification for Information System Security Professional, CIO, Cisco, big data, extreme storage, sdn, sde, sds
