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Online Resumes with "Securities broker"
Research Assistant - 20 Years of Experience - Near 94577
banking, non bank financial institution, and payments, clearing and settlements regulatory compliance and financial analysis. fixed income portfolio management and risk profiling of investments portfolios. strategic planning and balance scorecard design. Financial performance evaluation of Pension funds, insurance, fund managers, securities brokers, stock exchange, central securities depository, non bank lenders
Ideal Companies: Federal Reserve System, PIMCO Asset Management, UBS Asset Management
Tags for this Online Resume: Botswana, reserves management, banking regulator, non bank financial institution regulator, fixed income portfolio management, central banker, open market operations, policy formulation and implentation, Banking Industry, Aml (Macro Lang), Audit, Back Office, Telecommunications, Statistics, Assessments, Asset Liability Management, Analyst, Analyst, regulatory, research, clinical trials
SENIOR COMPLIANCE OFFICER
Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...
Ideal Companies: none
Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements
Chief Marketing Officer - 20 Years of Experience - Near 21093
Tags for this Online Resume: Marketing Management, Engineering, Leadership, Sales, Software, Xerox, Business Development, Outside Sales, A SERIES, Bonds
Financial Specialist - 20 Years of Experience - Near 07021
Tags for this Online Resume: Securities, Lead Generation, Liquidity, Management, Mba, MBS, Retail, Sourcing, Wholesale, ABS
Marketing - 15 Years of Experience - Near 28405
Tags for this Online Resume: Imaging, Management, Advertising, Distribution, Social Media, Account Manager, Adobe, Billing, Customer Relationship Management, Insurance
Controller - 20 Years of Experience - Near 66061
CAREER HIGHLIGHTS * Demonstrated success in leadership roles such as Deputy Chief Financial Officer, Finance Director, Finance Manager, and Controller. * Extensive experience within industrious domestic and global environments for prominent companies. * Consistently chosen by senior management to spearhead complex, large scale financial endeavors. * Excellent interpersonal skills, with proficiency in mentoring staff, mainta...
Ideal Companies: Honeywell, Northrup Grumman
Tags for this Online Resume: Enterprise Requirements Planning, Enterprise Risk Management, Financial, Management, Oracle, Oracle ERP, Process Improvements, Financial Industry, Financial Reporting, Management Reporting, SAP ERP, J.D.Edwards ERP, Standard Cost Accounting, Process Cost Accounting, Series 7 Finra License, Series 66 License, Health and Life Insurance License, Board Presentations
Passionate about what I do
I hope to utilize my previous and present pharmaceutical sales and managerial experience along with my Bachelor of Science in Business Administration Degree as a District Sales Manager and/or Sales Representative. I strongly believe that I can be an asset to any organization due to my excellent communication, facilitation and presentation skills; my ability to effectively drive sales results through others; my ability to t...
Ideal Companies: Pharmaceutical Companies, Biotec Medical sales
Tags for this Online Resume: Sales
Network Security Engineer
Tags for this Online Resume: Microsoft Access, Networking, Project Management, Project Manager, Planning, Voice, Audit, Infrastructure, Management, Security
Financial Services Sales Agent
Tags for this Online Resume: Networking, Real Estate, Securities, Advertising, Audit, Banking Industry, Consumer Lending, Due Diligence, Management, Planning
Sales Manager - 20 Years of Experience - Near 34994
Tags for this Online Resume: Benefits, Bonds, High Net Worth, Securities, Accounting, Financial, Financial Statements, Insurance, Retail, Retail Sales
Financial Analyst
Tags for this Online Resume: Securities, MBS, ABS, Fixed Income, Treasuries, Sales, SEC, Securities and Exchange Commission (SEC), Series 7