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Online Resumes with "SERIES 24"
Business Analyst
Business Systems Analyst - Team member involvement in project planning and implementation. Transfer Agent representative for mutual fund name changes and CUSIP changes, coordinating with internal and external business partners to ensure timely and accurate changes across all necessary systems. Reconcile and pay mutual fund dividends, plan administration, revenue sharing, networking, and 12b1 fees, to include balancing these...
Ideal Companies: Financial Services
Tags for this Online Resume: Series 7
Experienced Compliance Manager/Officer - OSJ Assessments, FINRA regulations, Suitable sales
Seeking an opportunity to apply my vast experience and knowledge at a company with dedication to increasing suitable sales of financial products to their client base.
Tags for this Online Resume: Compliance, Financial Services, Brokerage, Series 24, FINRA, SEC
Financial Planner
My vision, skill set, and talent lie in rainmaking. Love to meet new people and court them into a business relationship. I am also a leader; I am looking to develop profit centers, recruit and train new representatives, and manage the performance of sales teams.
Tags for this Online Resume: Series 24, Series 65, leader, client relationship closer, rainmaker
Compliance Officer
To attain an executive-level position in the field of Compliance.
Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,
Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance
The "Champion" of recruiters
I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries
Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27
Series 24 Manager
To become a manager in financial firm that I can impact, with my knowledge and experience.
Tags for this Online Resume: Operations, Risk Management, Trading, Transfers, Forex, Insurance, Sales
Series 7, 9/10, 24, 55, 63 & 65 Chartered Retirement Planning Counselor
Seeking a regional or management position.
Ideal Companies: Merrill Lynch, MetLife, Prudential, Allstate, Principal Financial, TD Ameritrade, E Trade, UBS, Morgan Stanley, Barclays, Brown Brothers Harriman
Tags for this Online Resume: Series 7, Financial Advisor, Branch Manager, Sales Manager, Retirement, Compliance, Series 24, CFP, CLU, CRPC, customer service, regional, insurance, recruit, sales director, annuities, mutual funds, chfc, operations manager
Full of Ideas, Customer Service Oriented
Ideal Companies: NASA, 3M, Sony Records, Wells Fargo, Ameriprise Financial, Bremer Financial, NASD, St. of Minnesota, Federal Goverment, State Department
Tags for this Online Resume: Series 24, Compliance, Sound Engineer, Music, Financial, Customer Service
Securities Principal Series 24
financially motivated, friendly, ethical, superb problem solver, good at delegation
Ideal Companies: financial services, finance department alternative energies
Supervisory Principal/ Compliance
Tags for this Online Resume: series 24, branch manager, supervisory principal, investment
