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Online Resumes with "NASD"
Dedicated Customer Service Professional
dedicated, loyal, very friendly, sharp, outgoing.
Ideal Companies: Met Life, Smith Barney
Looking for a Challenge
Organized, Ethical, Detail Oriented, Motivated
Securities Principal
Ideal Companies: Merrill Lynch, Nationwide, Oppenheimer, Waddell & Reed
Tags for this Online Resume: series 6, series 26, series 63, series 51, NASD, mutual funds, 403b, IRA, retirement plans, 529 plans
Financial Services Professional
Ideal Companies: Watson Wyatt, Callan, Cambridge, Mercer, LCG Associates
Tags for this Online Resume: Investment Consultant
Environmental Protection Field Investigations Specialist
Ideal Companies: US Government, State of Colorado, Safeco, City of Denver, Wells Fargo, Coors, Liberty Mutual, Citigroup, Farmers Insurance, NASD
Tags for this Online Resume: Realistic, Investigative, Attentive
more than just a phone monkey
Tags for this Online Resume: Variable Annuities, NASD Series 6, Registered Representative, LOMA, Annuity, Financial Services, Customer Contact Center, Call Center
Business Management and Operations Professional
Finance and Operations Professional
Ideal Companies: Bank, Brokerage, Mutual Fund, Insurance, Industry, Public Utility
Tags for this Online Resume: operations, loan officer, financial
Financial Planner
Tags for this Online Resume: investments, insurance, Mutual Funds, Annuities, Financial Planning
Chief Compliance Officer
Twenty five years of the financial services industry.
Ideal Companies: Any honest NASD Member Firm. There are fewer of them than you think
Tags for this Online Resume: COMPLIANCE
Compliance Officer - Securities Industry
Securities industry, legal and regulatory experience
Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,
Tags for this Online Resume: Examiner, Compliance, Financial, Legal, Securities, Investment, Investment Adviser, Broker-Dealer, SEC, NASD, NYSE, SIRA
Valuation Professional
Hard working finance professional with a wide range of experience possessing both in-depth technical skills as well as strong interpersonal and business development skills.
Ideal Companies: Valuation or M&A positions within a company that is very highly respected either nationally or locally.
Tags for this Online Resume: Valuation
Banking Finance Officer
Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.
Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs
Tags for this Online Resume: Equity Finance, Security Lending
