Occupation:Licensing Examiner/Inspector |
Location:Hampton, IL |
Education Level:Law Degree |
Will Relocate:YES |
Description
Securities industry, legal and regulatory experience
Work Experience
COMPANY | POSITION HELD | DATES WORKED |
---|---|---|
(Confidential) | (Confidential) | 3/2007 - Present |
New Jersey Bureau of Securities | (Confidential) | 6/2005 - 3/2007 |
Education
SCHOOL | MAJOR | YEAR | DEGREE |
---|---|---|---|
Seton Hall University School of Law | J.D. | 2006 | Law Degree |
Shippensburg University of Pennsylvania | Finance (B.S.B.A.) | 2002 | Bachelor Degree |
Accomplishments
Highlights:
Companies I like:
Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,
Job Skills
P&L responsibilities | |
Presentation | |
Technology Solutions | |
Sales Support | |
Software Implementation | |
Leadership |
Keywords
Responsibilities
Federal and state law compliance