Occupation:Licensing Examiner/Inspector |
Location:Hampton, IL |
Education Level:Law Degree |
Will Relocate:YES |
Description
Securities industry, legal and regulatory experience
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Work Experience
COMPANY | POSITION HELD | DATES WORKED |
---|---|---|
(Confidential) | (Confidential) | 3/2007 - Present |
New Jersey Bureau of Securities | (Confidential) | 6/2005 - 3/2007 |
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Education
SCHOOL | MAJOR | YEAR | DEGREE |
---|---|---|---|
Seton Hall University School of Law | J.D. | 2006 | Law Degree |
Shippensburg University of Pennsylvania | Finance (B.S.B.A.) | 2002 | Bachelor Degree |
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Accomplishments
Highlights:
Companies I like:
Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,
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Job Skills
P&L responsibilities | ![]() ![]() ![]() ![]() |
Presentation | ![]() ![]() ![]() ![]() |
Technology Solutions | ![]() ![]() ![]() ![]() |
Sales Support | ![]() ![]() ![]() ![]() |
Software Implementation | ![]() ![]() ![]() ![]() |
Leadership | ![]() ![]() ![]() ![]() |
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Keywords
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Responsibilities
Federal and state law compliance
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