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Online Resumes with "SERIES 24"
Auditor
Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Email, KYC, Referrals, Securities, Policies and Procedures, RIA, Licensing, Aml (Macro Lang), Series 24, audit, Series 4, Series 7
Financial Manager, Branch or Department - 20 Years of Experience - Near 07070
PROFILE: CCO of boutique trading firm. Popular on-air market commentator for national and international financial news media outlets. Selected to serve on several prestigious NYSE committees. Skilled leader in all aspects of floor trading operations with specialized expertise in compliance and governance.
Tags for this Online Resume: Compliance, Securities, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Series 24, Equities, Financial, Leadership, Negotiation Skills
Sales Manager - 17 Years of Experience - Near 33410
"richard.charette@live.com" FA production growth of 45.16%. Ranked #1 in the region and #3 in the country for year over year growth 2007. Growth of total production from $6mm to $10mm in two years. 2005 profitability growth of $541,000 or 66% year over year. Increased Average FA production from 93,476.22 to 285,000.00 in 18 months. Increased average advisors recurring revenue from 26% to 49%. * Visionary, Strategy Execution...
Tags for this Online Resume: Management, Financial, Legacy, Wealth Management, Financial Services, Services, Change Management, Commodities, Due Diligence, Futures
20 years of Experience in equity trading and sales of equity products
Strategic Financial Executive with extensive expertise in equity trading and sales for the the consumer and retail sectors and with developing trading systems for premier Wall Street firms. A talented client-focused leader with excellent organizational, interpersonal and communication skills. A consummate team player with a collaborative work style, as well as a high energy level, a solid work ethic and impeccable corporat...
Ideal Companies: Pepsico, P&G, Forest Labs, Quintiles, Astellas, Dow, Duracell, Target, Home Depot, Lowes, Wal Mart, UPS, Fedex, IBM, Allergan, Tesla, Campbell Soup
Tags for this Online Resume: Sales, Team Player, High Energy, Client Service, Manage, Training, Client focus, Focus on various types of clients/customers, Retail, Business Development
CEO/COO - 30+ Years of Experience - New York City Metropolitan Area
Senior Strategy and Finance Executive with 15+ years of alternative energy, power generation and real estate experience and 17+ years of Wall Street investment banking and legal experience. Highly focused, self-directed and purpose-driven innovator with clarity of vision and excellent communications skills.
Ideal Companies: EnerNOC, NRG, SunEdison, Sempra, Howard Hughes, AECOM, Chicago Bridge & Iron, Emerson Electric
Tags for this Online Resume: Energy/CleanTech, Distributed Generation, Infrastructure Development, Visionary Leadership, Excellent Communicator, Strategy, Mergers and Acquisitions, Growth, Acquisitions, Real Estate
Inside Sales Representative - 20 Years of Experience - Near 27560
Tags for this Online Resume: Capital markets, Financial, Financial Industry, Bonds, Underwriting, Sales, Banking Industry, Securities, Series 24, Underwriter
Financial Analyst
Tags for this Online Resume: Management, Asset Management, CIO, Equities, Equity, Mutual Funds, Financial, Real Estate, Research, Series 24
Sales Manager - 20 Years of Experience - Near 07704
Resourceful, conscientious, and integrity-driven financial executive with expertise in creating and delivering sustainable sales recruiting, training, and marketing programs, designed to effectively build strong rapport with diverse clientele, secure accounts, driving sales culture, and manage teams and relationships. Strong leader with skills to resolve operational and financial challenges. History of wide-ranging experien...
Tags for this Online Resume: series 24, branch management, series 7, series 65, sales, national accounts, wholesaler, Management, Equity, Compensation
Sales Manager - 20 Years of Experience - Near 10022
Tags for this Online Resume: Management, Compensation, Financial, Financial Services, Services, Back Office, Benefits, Business Development, Capital markets, CFO
Financial Specialist
Ideal Companies: rbc, rbc, rbc
Tags for this Online Resume: Book of business, Business Plan, Securities, Retail, Balance, Balance Sheet, Management, Series 24, Series 53, Series 63
Personal Financial Advisor - 20 Years of Experience - Near 32246
Ideal Companies: Financial Advisor
Tags for this Online Resume: Certified Financial Planner, CFP, Financial, Planning, Series 24, Series 63, Series 7
Personal Financial Advisor
Ideal Companies: PNC Bank, CitiBank, HSBC Bank
Tags for this Online Resume: Insurance, Securities, Series 24, Life Insurance, SEC, Securities and Exchange Commission (SEC), Series 7, Planning, Retirement planning, Estate planning