I am currently seeking a career in the financial services industry. I have spent the last nine years working as an operations manager for a financial advisor. The main concentration was mainly individual clients who no longer wanted to manage their own investments and have someone make decisions for them. We also worked with several solicitors and sub-advisors. I have experience in management, extensive client contact, rec...
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Munster, IN, Portfolio Center, Microsoft, Junxure, Reporting, Reconciling, Charles Schwab, TD Ameritrade
Experienced with all types of tax returns, including Federal, State and Local, International, Franchise, Sales and Use, and Property 2. Auditing services including internal and external audit planning assistance and analysis, preparation and review of financial statements, forensic accounting, internal controls testing, and account analysis and reconciliations 3. Providing audit and compilation services, financial analysis,...
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Accounting, Audit, Gallium Arsenide Semiconductor, Lacerte, Research, SEC, Securities and Exchange Commission (SEC), Tax Research
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Complaints, Disaster Recovery, Documentation, Security, Filing, KYC, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Advertising
Worked with consultant to upgrade our software GL package. * Converted statement presentation from 10K to simple format following company going dark and then back to SEC filings when purchase was under the umbrella of a publicly traded firm and then back when parent went "dark" for SEC requirements. * Converted reporting from a seven-day budget to a five-day operation. Sales were down 25%. * Led the software conversion at M...
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Financial, Financial Statements, Monthly Financial Statements, Inventory, analysis, Audit, Forecast, Manufacturing, Accounting, Corporate Accounting, M&A
PROFILE: CCO of boutique trading firm. Popular on-air market commentator for national and international financial news media outlets. Selected to serve on several prestigious NYSE committees. Skilled leader in all aspects of floor trading operations with specialized expertise in compliance and governance.
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Compliance, Securities, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Series 24, Equities, Financial, Leadership, Negotiation Skills
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Billing, Consulting, Electronics, Financial, Financial Industry, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Equities, Financial Services, finance
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Securities, Electronics, Billing, Integrate, Prime, System Implementation, P&L, SEC, SEC Requirements, Securities and Exchange Commission (SEC)
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Accounting, Certified Public Accountant, Management, SEC, Securities and Exchange Commission (SEC), CFO, Manufacturing, Planning, Public Accounting, SEC Requirements
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General Ledger, Accounting, Audit, Benefits, Forecasting, Government, Health and Welfare, Sarbanes-Oxley 404, SEC, SEC Requirements