I am currently seeking a career in the financial services industry. I have spent the last nine years working as an operations manager for a financial advisor. The main concentration was mainly individual clients who no longer wanted to manage their own investments and have someone make decisions for them. We also worked with several solicitors and sub-advisors. I have experience in management, extensive client contact, reconciliation of accounts, invoicing clients, client reporting and performance reporting and many other aspects of back office operations. There was a strong emphasis on compliance policies and procedures and testing of the policies and procedures in compliance with SEC requirements. I have been a proven leader in my previous position as operations manager. My verbal, written communications and analytical skills are also excellent. Consideration for a position within your company would be greatly appreciated. Please review my resume (attached) and contact me if you feel that I would be a good fit within your organization.

Highlights:

• Munster, IN
• Portfolio Center
• Microsoft
• Junxure
• Reporting
• Reconciling
• Charles Schwab
• TD Ameritrade