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Online Resumes with "NASD"



Lawyer

ACCOMPLISHMENTS * Trained newly-hired assistant auditors in newly formed capital markets audit division. * Helped devise new audit review procedures for capital markets securities valuations. * Uncovered and explained exploitable weakness in check fraud reimbursement program to department managers. * Promoted to Senior Auditor at a major bank in less than two years, earlier than the department average of three to six years....

Tags for this Online Resume: Training, Legal, Management, Research, Securities, Banking Industry, Audit, Litigation, Capital markets, Financial

Project Manager - 20 Years of Experience - Near 29016

SUMMARY: * Over thirty-two years experience with a focus in Property & Casualty Insurance, Systems Development and Financial Services * B.S. Accounting. * Held NASD Series 6, 26, 63 licenses. * Proficient in Microsoft Office. * Energetic - Flexible * Self Motivated - Fast Learner * Leader - Analytical Expertise: * Project Management * Business Analysis * Account Management * Training/Supervising/Coaching Personnel * Sales S...

Tags for this Online Resume: Business Analysis, Business Analyst, Hewlett Packard, Defined Contribution, Management, Sales, Services, Customer Service, Documentation, Project Management

Medical Sales Representative - 20 Years of Experience - Near 89519

Career Summary of Breck J. Middleton 4850 Hilton Court Reno, NV 89519 775-530-1803 breckmiddleton@hotmail.com Breck Surgical Products, Inc. Owner, Reno, Nevada (11/94 to Present) Created and currently own a successful small business (profitable year two). Implemented manufacturing, marketing, sales network and sales of product. Designed and patented disposable surgical product (patent 5,173,346). Magnetic Imaging Services, ...

Tags for this Online Resume: Data Processing, Diagnostic Imaging, Endoscopy, Health Care Industry, Imaging, Information Technology, Insurance, Manufacturing, Pharmaceutical Industry, Public Relations, technical sales, sales, business development, inside sales, marketing, account executive

Accountant

SUMMARY OF QUALIFICATIONS ROCS Consulting Managing Director, 2000 - Present Proprietor of an Independent Consulting practice. The firm specializes in Regulatory, Compliance and Operational consulting for the securities and banking industry. ROCS Consulting provides assistance to Broker Dealers, Registered Investment Advisors, Banks, Trust Companies, Insurance Companies, Investment Companies, Bank Securities Dealers and Tran...

Tags for this Online Resume: Accounting, Back Office, Banking Industry, Capital markets, Complaints, Consulting, Derivatives, Equity, Financial, Financial Reporting

Featured Profile

Human Resources Professional

Results-driven/hands-on Human Resources Professional and Business Partner having worked in many environments and industries including: banking, finance/brokerage, insurance, manufacturing, consumer products, and healthcare. Leader with the ability to enhance staff performance through mentoring, training, and motivating while targeting specific business objectives. Resourceful negotiator, troubleshooter, and problem solver p...

Tags for this Online Resume: HR Planning/Forecasting, Employee Relations, Talent Acquisition, Training and Development, Performance Management/Coaching, Compensation/Salary Administration, Compliance/EEO/Diversity, HRIS, Benefits, POLICY/PROCEDURES ADMINISTRATION

Featured Profile

Project Manager - 37 Years of Experience - Near 63366

Summary Led the successful planning and execution of large Infrastructure, Application and Disaster Recovery Programs/Projects for Fortune 100 Companies in Britain, France, Spain, Germany, South Africa, Mexico, Argentina, Brazil, Chile, Canada and Australia. Project Management Methodology (PMM), System Design Life Cycle (SDLC), Total Quality Management (TQM), Capability Maturity Model (CMM), and Microsoft Office including P...

Ideal Companies: Doesn't matter

Tags for this Online Resume: Hewlett Packard, Business Analysis, Business Analyst, HP, Dba (Database Admin), Disaster Recovery, Firewall, Integrate, Management, Program Manager

Insurance Sales Manager, Regional Salas VP, National Sales Manager

SUMMARY: Solutions oriented and highly motivated insurance sales professional with twenty-eight years in the insurance industry. Track record as a consistent "Top Producer". Strong communicator, problem solver and multi-tasker. Hold Life, Health, Property and Casualty, NASD Series 6 and 63 and Variable Annuity licenses. Pursuing Certified Financial Planning and Chartered Life Underwriter designations. Expertise: Sales Manag...

Tags for this Online Resume: Financial, Financial Services, Management, Recruiting, Sales, Services, Quality, Quality Assurance, Retention, Training, insurance, sales, marketing, Life Insurance

Loan Counselor - 36 Years of Experience - Near 34293

To seek a Financial Center Manager or Personal Banking position in the Venice, Florida market. I have over 20 years of Banking experience in the Sarasota County area and past positions held were Regional Consumer Sales Consultant for Sarasota/Manatee Counties, Branch Manager, Small Business Banking Officer (Financial Consultant) as well as a Sr. Consumer Lending Officer. My past 10 years of experience has been originating m...

Tags for this Online Resume: Management, Consumer Lending, Msa (Accounting Pkg), Retail, Sales, Annuity, Banking Industry, Deposits, Documentation, Insurance

Vice President

Tags for this Online Resume: CT, Certified Financial Planner, CFP, Management, Project Leader, Project Management, Investment Management, Project Coordinator, Audit, Consulting

Project Manager

Tags for this Online Resume: AR, Help Desk, Information Technology, Program Manager, Management, Project Management, Infrastructure, Program Management, Project Manager, Software

Vendor - 6 Years of Experience - Near 33433

A diverse, seasoned, networked, high impact leader with decades of inside and outside sales / marketing experience who successfully demonstrates core philosophies to deliver scalable, profitable business solutions via sound ethics, team leadership, expert level proficiencies, consultative selling across multiple business units, with a constant pursuit of market share.

Tags for this Online Resume: Recruiting, Social Media, Cold Calling, Logistics, Email, Facebook, Account Management, Business Development, Distribution, Drafting

Featured Profile

Controller - 20 Years of Experience - Near 66061

CAREER HIGHLIGHTS * Demonstrated success in leadership roles such as Deputy Chief Financial Officer, Finance Director, Finance Manager, and Controller. * Extensive experience within industrious domestic and global environments for prominent companies. * Consistently chosen by senior management to spearhead complex, large scale financial endeavors. * Excellent interpersonal skills, with proficiency in mentoring staff, mainta...

Ideal Companies: Honeywell, Northrup Grumman

Tags for this Online Resume: Enterprise Requirements Planning, Enterprise Risk Management, Financial, Management, Oracle, Oracle ERP, Process Improvements, Financial Industry, Financial Reporting, Management Reporting, SAP ERP, J.D.Edwards ERP, Standard Cost Accounting, Process Cost Accounting, Series 7 Finra License, Series 66 License, Health and Life Insurance License, Board Presentations