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Online Resumes with "NASD"



Sales Presentations

Aggresive Sales where i'm in front of people closing deals. internal broker dealer whole seller, pharmaceurical sales, Financancial advisor in a bank.

Ideal Companies: Mutual fund whole Seller, Van Eck, Thornburg, Dreyfus, JP morgan chase, Hugo boss, gucci, Pfizer, lilly, GSK

MBA Sales Manager

Experienced sales manager with MBA, looking to work for a forward-thinking company of any size, to offer what I consider my greatest attributes of leadership, strength, integrity, intuition, knowledge, and interpersonal communication.

Ideal Companies: Microsoft, T. Rowe Price, Fidelity, E-Trade

Tags for this Online Resume: Marketing, Finance, Manager, Sales, Wholesaler

Policy Plan Coordinator

Ideal Companies: The Hartford, ESPN, CIGNA, Prudential, Mass Mutual, Travelers, Harford Life

Super star financial professional

High energy professional with exceptional interpersonal, communication and leadership capabilities. Effective, loyal, driven.

Ideal Companies: NASD, SEC, Citi Bank, NYSE

Results Driven Technical Sales Executive

Sr. Sales Professional/management opportunity in a growth oriented technical or financial organization where in I can contribute as well as grow.

Ideal Companies: Wachovia, UBS, HSBC, RBC

Tags for this Online Resume: Technical Sales and Marketing Management, Wireless and Fiberoptic Communication field, International Sales, Contract Negotiation, Customer Relationship Management, Field Sales, Sales to National accounts, Sales to Global Accounts, Sales to Government accouns, Team building, Superior Presentation, Major Accounts Development, Field Rep Training, Strong Prospecting, Effective Closing, New Business Development, Opportunity Management, Strategic Market Planning, Strategic Solution oriented Sales, Consultative Sales, Executive selling, Executive presence and image

Considered the "get it done go to person"

Effective communicator ,planner and problem solver. Innovative ,not afraid to think outside the box.

Ideal Companies: No preference

Experienced Wholesale Account Executive

Opportunity to develop strong relationships with client base where my experience and persistence help close the sale. Ability to work flexibly within a group as well as independently.

Financial Services/Compliance - Extensive experience-Securities licenses

Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51, 63, 65 and LHVA. Feel free to contact me with further inquir...

Featured Profile

Controller - 15 Years of Experience - Near 75244

To manage a group or department bringing the vision of the organization as a whole and direct a more focused effort to achieve strategic intent of the corporation.

Tags for this Online Resume: Risk and Control, NASD 7 & 24, Empowering, high performance manager, Encourage critical thinking, Strategic Leadership, Compliance, Accounting, Aml (Macro Lang), Due Diligence

African-American who can trade the market and do executions of equities

Worked on the New York Stock Exchange floor as an executing broker, specialist, clerk, page. Worked with companies as introducing broker to potential investors

Ideal Companies: General Electric Capital, NASD, NYSE, Morgan Stanley, UBS, NJ State Pension Plan

Tags for this Online Resume: Consultant, Financial Advisor

Featured Profile

Governance Risk and Compliance Professional

Dr. Edward's career reflects strong leadership coupled with a diverse technology, educational, and corporate governance background. He is focused on achieving results while implementing sound qualitative and quantitative business principles to meet the needs of business partners using background in the following areas: ~ Audit/Risk Management ~ IT Engineering & Consulting ~ Management & Leadership ~ Project Management ~ Fin...

Ideal Companies: Risk Management Director (Enterprise Risk or Operational Risk)

Tags for this Online Resume: Risk, Enterprise Risk, Operational Risk, Six Sigma, Black Belt, Quantitative Finance, Loss Distribution Approach (LDA), CQF, IT Audit, Governance, Compliance, Process Management, Project Management, Management, Leadership, Training

Featured Profile

Innovative Leader in Financial & Sales Management

To obtain a financial analysis or financial management position fully engaging my strong analytical and quality management skills with opportunities to provide key details in increasing revenue, reducing expenses, strengthening controls, and presenting performance reviews to understand trends and drive sales thoroughly.

Ideal Companies: Morgan Stanley, Citigroup, Wells Fargo, Robert Half, PNC, Santander, Bank of America, Bloomingdales, Fisher Investments, Allstate, Geico, Goldman Sachs, American Express, GE Capital, T. Rowe Price, Susquehanna International Group, The World Bank, MasterCard, Visa, ING Direct, Standard Chartered Bank, Fidelity Investments, PwC, Capital One

Tags for this Online Resume: Revenue, Expenses, Controls, Customer Service, Business Planning, Leadership Development, Financial Management, Sales, Financial Consultancy, Sales Financial Coaching, Banking Project Management, Customer Satisfaction Scores, Improving Levels of Daily Banking Activities, Series 6, Series 63, Life and Health, Profiling and Discovery