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Were you looking for FINRA-license job results?
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Online Resumes with "FINRA license"
FINRA Licensed Financial Professional
Licensed Financial Professional
Tags for this Online Resume: NASD/FINRA Licensed
Client Relations
I want to advocate for the individual investor. Whether locating lost securites or guiding a loved one through the estate process after the loss of a family memeber, I can use my vast brokerage experinece to solve a miriad of problems and maintain good relations through trying events.
Tags for this Online Resume: onboarding, compliance, client services, KYC, Supervisor, training
Featured Profile
Featured Profile
Highly experienced and successful executive sales leader.
Seeking an opportunity to further build my career with a world class, growth oriented, organization that offers the perfect enviornment for my employing my abilities and experience for the benefit of the company, the business and therefore my own career goals. Where my skills and experience can be effectively utilized in the best possible way for achieving the company's goals, mentoring those under my leadership and partner...
Ideal Companies: Major Financial Services Firms
Tags for this Online Resume:
Leadership, Mentoring, Decision-making, Persuasiveness, Ethics, Collaboration
Director of Research, Tampa, FL
To obtain a position within the research department at a financial firm in the Tampa / St. Petersburg region, so I can utilize my FINRA licenses, obtain new licenses, and in turn further my career.
Tags for this Online Resume:
Research Analyst, Technical Analysis, Financial Planner, Director of Research
Business Development Sales Consultant-Philadelphia, PA
Health & Welfare Employee Benefits Managing Consultant. Selling employee benefits to Level B and C organizations.
Tags for this Online Resume:
ChFC, NASD FINRA Licensed, CEBS
Human Resources; Medical Field
Candidate is a talented, ambitious, and highly productive person with supervisory and management experience. Possesses strong interpersonal skills and the ability to deal effectively with a wide range of people. Adept at creating a workplace rapport that builds trust, confidence, and a high degree of comfort. Characterized as energetic, self motivated, loyal, conscientious and self-confident with an outgoing personality ...
Ideal Companies: manufacturing
Tags for this Online Resume:
Human Resources, Medical Coder
Featured Profile
WEALTH MANAGEMENT PROFESSIONAL
Results-driven investment professional with an excellent track record achieving financial goals of high net worth clients. Executive-level leader with demonstrated aptitude for building, training, and coaching top-performing financial advisory teams to achieve ambitious revenue goals. Superb relationship builder with an extensive network of contacts in the Salt Lake City area and across the country. More than 13 years of su...
Ideal Companies: Edward Jones, TIAA-CREF, Morgan Stanley, Zions Bancorporation
Tags for this Online Resume:
Strategic Planning, Risk Management, Financial Analysis, Business Development, Expense Control, Consulting, Negotiations, Team Leadership, Motivation, Client Relations, Wealth Manager, Wealth Management, Account Management
Featured Profile
Financial Advisor
Investment advisor/bank branch manager with more than 20 years of experience planning, developing and implementing financial solutions for clients. An accomplished financial advisor with a bachelor degree in economics and a broad-based diverse background in financial industry products.
Ideal Companies: Financial institutions are my background but I am willing to work in management at any industrial, manufacturing, energy or any large corporations. I am really interested in a geographical area more than a certain company to work for.
Tags for this Online Resume:
Sales, Management, Financial products, Investment Licenses, Risk Management, Financial Solutions, Investment Advisor, Compliance, Analysis, Florida, North Carolina, South Carolina, Business, Economics, Finance
Compliance Officer
I am an ambitious and accomplished professional with extensive, financial experience. I am seeking a financial compliance position with a company that can utilize my unique combination of skills and experience in the compliance area of the financial industry. I have current FINRA licenses Series 7 and 24 as well as 10+ years’ experience performing the duties of a compliance officer and account manager.
Tags for this Online Resume:
series 24, series 7, compliance
Featured Profile
Highly experienced and successful executive sales leader.
Seeking an opportunity to further build my career with a world class, growth oriented, organization that offers the perfect enviornment for my employing my abilities and experience for the benefit of the company, the business and therefore my own career goals. Where my skills and experience can be effectively utilized in the best possible way for achieving the company's goals, mentoring those under my leadership and partner...
Ideal Companies: Major Financial Services Firms
Tags for this Online Resume:
Leadership, Mentoring, Decision-making, Persuasiveness, Ethics, Collaboration
Director of Research, Tampa, FL
To obtain a position within the research department at a financial firm in the Tampa / St. Petersburg region, so I can utilize my FINRA licenses, obtain new licenses, and in turn further my career.
Tags for this Online Resume:
Research Analyst, Technical Analysis, Financial Planner, Director of Research
Business Development Sales Consultant-Philadelphia, PA
Health & Welfare Employee Benefits Managing Consultant. Selling employee benefits to Level B and C organizations.
Tags for this Online Resume:
ChFC, NASD FINRA Licensed, CEBS
Human Resources; Medical Field
Candidate is a talented, ambitious, and highly productive person with supervisory and management experience. Possesses strong interpersonal skills and the ability to deal effectively with a wide range of people. Adept at creating a workplace rapport that builds trust, confidence, and a high degree of comfort. Characterized as energetic, self motivated, loyal, conscientious and self-confident with an outgoing personality ...
Ideal Companies: manufacturing
Tags for this Online Resume:
Human Resources, Medical Coder
Featured Profile
WEALTH MANAGEMENT PROFESSIONAL
Results-driven investment professional with an excellent track record achieving financial goals of high net worth clients. Executive-level leader with demonstrated aptitude for building, training, and coaching top-performing financial advisory teams to achieve ambitious revenue goals. Superb relationship builder with an extensive network of contacts in the Salt Lake City area and across the country. More than 13 years of su...
Ideal Companies: Edward Jones, TIAA-CREF, Morgan Stanley, Zions Bancorporation
Tags for this Online Resume:
Strategic Planning, Risk Management, Financial Analysis, Business Development, Expense Control, Consulting, Negotiations, Team Leadership, Motivation, Client Relations, Wealth Manager, Wealth Management, Account Management
Featured Profile
Financial Advisor
Investment advisor/bank branch manager with more than 20 years of experience planning, developing and implementing financial solutions for clients. An accomplished financial advisor with a bachelor degree in economics and a broad-based diverse background in financial industry products.
Ideal Companies: Financial institutions are my background but I am willing to work in management at any industrial, manufacturing, energy or any large corporations. I am really interested in a geographical area more than a certain company to work for.
Tags for this Online Resume:
Sales, Management, Financial products, Investment Licenses, Risk Management, Financial Solutions, Investment Advisor, Compliance, Analysis, Florida, North Carolina, South Carolina, Business, Economics, Finance
Compliance Officer
I am an ambitious and accomplished professional with extensive, financial experience. I am seeking a financial compliance position with a company that can utilize my unique combination of skills and experience in the compliance area of the financial industry. I have current FINRA licenses Series 7 and 24 as well as 10+ years’ experience performing the duties of a compliance officer and account manager.
Tags for this Online Resume:
series 24, series 7, compliance
Highly experienced and successful executive sales leader.
Seeking an opportunity to further build my career with a world class, growth oriented, organization that offers the perfect enviornment for my employing my abilities and experience for the benefit of the company, the business and therefore my own career goals. Where my skills and experience can be effectively utilized in the best possible way for achieving the company's goals, mentoring those under my leadership and partner...
Ideal Companies: Major Financial Services Firms
Tags for this Online Resume: Leadership, Mentoring, Decision-making, Persuasiveness, Ethics, Collaboration
WEALTH MANAGEMENT PROFESSIONAL
Results-driven investment professional with an excellent track record achieving financial goals of high net worth clients. Executive-level leader with demonstrated aptitude for building, training, and coaching top-performing financial advisory teams to achieve ambitious revenue goals. Superb relationship builder with an extensive network of contacts in the Salt Lake City area and across the country. More than 13 years of su...
Ideal Companies: Edward Jones, TIAA-CREF, Morgan Stanley, Zions Bancorporation
Tags for this Online Resume: Strategic Planning, Risk Management, Financial Analysis, Business Development, Expense Control, Consulting, Negotiations, Team Leadership, Motivation, Client Relations, Wealth Manager, Wealth Management, Account Management
Financial Advisor
Investment advisor/bank branch manager with more than 20 years of experience planning, developing and implementing financial solutions for clients. An accomplished financial advisor with a bachelor degree in economics and a broad-based diverse background in financial industry products.
Ideal Companies: Financial institutions are my background but I am willing to work in management at any industrial, manufacturing, energy or any large corporations. I am really interested in a geographical area more than a certain company to work for.
Tags for this Online Resume: Sales, Management, Financial products, Investment Licenses, Risk Management, Financial Solutions, Investment Advisor, Compliance, Analysis, Florida, North Carolina, South Carolina, Business, Economics, Finance
