CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "FINRA license"

Operations/Personnel Management - 13 years Experience - New York, NY

Over 13 years of successful Operational, Security, Human Resources and Logistics Management experience from Company thru Brigade levels within the United States Army. Extensive knowledge of Government Contracting, IT Management, Project Management, as well as overall unit level training. Over 8 years experience within the Accounts Payable and Financial Services industry with extensive knowledge of forecasting, budgeting ana...

Tags for this Online Resume: operations management, top secret clearance, Captain, supervise/manage personnel, FINRA license, contract specialists

Brokerage Consultant - 15 years experience - Trading, Operations, Middle/Back Office and Sales ; Man

I'm a FINRA licensed Securities Brokerage Consultant with over 13 years experience in trading, middle/back office, sales and managing conversions/transitions. Furthermore, I'm a subject matter expert on brokerage operations with a successful record of relationship management, issue resolution, product knowledge and technical expertise in conversions. Willing to work domestically but also internationally.

Marketing - 11 Years of Experience - Near 11238

I am an award-winning Branding and Marketing Project Manager with over 11 years of experience in Finance managing international projects in Communications, Account Management, Media, Client Services, Corporate Sponsorships, Sales, Sports Marketing and Event Management. I am trilingual and spent 4.5 years in Milan, Italy at a global financial institution working on a Management Consultancy project formulating and managing t...

Tags for this Online Resume: Event, Sponsorship, Marketing, Brand, Account Management, Administrative, New York, Project

Customer Service Manager - 20 Years of Experience - Near 07059

A leader in the financial services/asset management industry, experienced at Asset Management, Broker Dealer Strategy and Client/Investor Services consistently delivering quality results. Accomplished at managing diverse business units, and diverse groups of people, to help organizations grow through process change. Fosters an environment of empowerment with high employee involvement, motivation and morale. FINRA Licensed: ...

Tags for this Online Resume: Process Improvement, Series 24, Asset Management, Mutual Funds, COO, Operations, Managing Director, Client Experience

Compliance Officer / Manager - 20 Years of Experience - Greater New York Area

An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...

Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance

Financial Analyst - 20 Years of Experience - Near 90049

Help people to invest intelligently

Tags for this Online Resume: investment management, FINRA licensed

Financial Advisor - 15 Years of Experience - Near 10706

Obtain a position in the financial services industry or the wine and spirits industry. I am a successful sales professional with proven marketing skills. I thrive on high net worth and corporate client acquisition, sales, liaison services and business activities requiring the highest levels of excellence and integrity. Travel is not an issue. I currently possess the FINRA Licenses Series 63, 7, 65 and the NYS Life and Healt...

Tags for this Online Resume: Bonds, Financial, Mutual Funds, Planning, Customer Relationship Management, Prime, Derivatives, Private Client, Real Estate, Management, Wines and spirits