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Online Resumes with "FINRA Series 6"



internal wholesaler or advanced markets

seeking position with growth minded firm, where I can develop new skills, continue to learn the business and eventually lead into management or other position of increasing responsibility

Tags for this Online Resume: Case Design, FINRA Series 6,63, Microsoft Excel, FINRA Series 7, MA Life Insurance License

Featured Profile

Associate, Sales & Marketing - 10 years experience - Financial Services

I aim to manage and expand institutional client relationships for a services providing international company. I see myself doing this in the capacity of Account Executive/Key Account Manager. I would also like to use my language abilities (Fluent Spanish) and international background and experience in my future role.

Ideal Companies: Visa, Mastercard, Franklin Templeton, US State Department

Tags for this Online Resume: Sales, Relationship, International, Services, bilingual, MBA

Customer and Financial Service professional - 15 years experience - sales/asset retention operations

Acquire employment which will enable me to be in a position to assist others. Exceed expectations of an individual contributor and enhance the overall performance of the team.

Tags for this Online Resume: Finra Series 6 license, Finra Series 7 license, Finra Series 63 license

Manager Compliance - 25 years experience FINRA Series 6, 7, 24, 26, 51, 63, 65

Seeking a position that will allow me to use my vast knowledge of securities compliance rules and regulations to ensure adherence to regulatory authorities.

Tags for this Online Resume: compliance, management, audit, FINRA, securities, inspections

Financial Services / Operations - FINRA Series 6 & 63 certified - 6 years experience

Hard working, goal oriented, self-starter seeking to utilize my skills while advancing my knowledge. Dependable team player with a strong work ethic and has the ability to cooperate with a host of diverse personalities and lead when necessary. Proven success working independently and in group settings: diligent, motivated, and meticulous.

Licensed Relationship Manager - 2 years Experience

I'm a Financial professional who has their FINRA Series 6 and Series 63 Licenses. I have experience dealing with investment products, credit products, and managing portfolios. I am looking for a new career opportunity in which I can exemplify my skill set.

Tags for this Online Resume: Financial Analysis, Credit Analysis , Business Managment, Financial Planning, Equity Research, Financial Consulting

FINRA Series 6 Registered Rep - 11 years experience - Annuities

Director/Leader Broker Dealer Services

My objective is to acquire a key position within the financial services industry that will allow me to use the skills that I have acquired, while helping the organization I join reach its set objectives.

Ideal Companies: Fund Companies, broker dealers (Merrill Lynch, Citigroup Fidelity), retirement organizations, banks and transfer agencies

Tags for this Online Resume: project manager, Mutual Funds, Business Analyst, SERVICE manager operations, brokerage Operations, Clearnace and Settlement, DTCC

Featured Profile

Broker/Business Development Director/Partner - 8 Years of Experience - Near 60611

Dynamic professional possessing a proven track record of superior performance, seeks to utilize expertise in Business Development and Sales, Financial Analysis/Modeling, Commercial Real Estate Brokerage & Development, Contract/Lease Negotiations, Property Management, Accounting/Tax Advisement, Manufacturing Consulting, Law, or Valuation to drive key initiatives/profitability within a progressive organization.

Ideal Companies: Dow Jones, Goldman Sachs, William Blair, The John Buck Company, Duke Real Estate, Jones Lang LaSalle, Apartments.com, Landmark Dividend, Assemblers, Transwestern, Golub, Magellan, AMLI, CoStar, Equity, OMD, Tishman Speyer, BP, CME Group, Wrigley, Sidley Austin, Fidelity Title, Stewart Title, JP Morgan, JP Morgan Chase, Neuberger Berman, FactSet, Robert Half, CBRE, NAI Hiffman, SalesForce

Tags for this Online Resume: Chicago, Microsoft Office, Business Development, CRM, Attorney, Consultant, Account Executive, Director, Partner, Tax, Broker, Sales, Writing, Excel, Word, PowerPoint, Outlook, Cold Calling, Social Skills, Networking, B2B Sales, C-Level Executives, Land Development, SalesLogix, ACT

Featured Profile

Finance/Banking/Investment - 11 yrs exp - 100k+

To continue my career with a company that will utilize my leadership, management and administrative skills as well as sharing my years of experience and abilities in the financial industry effecting mutual employee and employer growth and success.

Ideal Companies: Wells Fargo, Citibank, Charles Schwab, Merrill Lynch, Fidelity, Morgan Stanley, US Bank, Vanguard

Tags for this Online Resume: Management, Finance Manager, Client Manager, Banker, Private, Investments, Wealth, Business, Specialist, Auditor, Commercial, Loans, Mortgage, Line of Credit, Credit, Sales, Relationship Manager, Relationship Banker, Relationship, Financial, Audits

Featured Profile

Accountant

A management or executive level position in accounting or finance where I can utilize my financial reporting, analysis, information systems, grants management, and other skills in a corporate or nonprofit setting.

Ideal Companies: Merck, Prudential, Internal Revenue Service, Verizon, Comcast, KPMG, New Community Corporation, Urban League, Community Food Bank of NJ, Bank of America, Wells Fargo, PNC Institutional Investments, Linden Board of Education, City of Linden, Borough of Roselle, Conoco Phillips 66,

Tags for this Online Resume: Financial Reporting, senior accountant, Financial Analysis, Grant-writing, Effective Communications, Budgeting, Strategic Planning