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Online Resumes with "FINRA Series 6"



Featured Profile

Operations Manager - 17 Years of Experience in complex manufacturing environments- Indianapolis

Seasoned, versatile and performance-focused professional, offering extensive experience in lean manufacturing management, business processes optimization, employee development, and client relationship. Resourceful problem solver with the ability to conceptualize cost-effective solutions to challenging situations. Highly effective leader and team builder, with outstanding communication, negotiation, and organizational skills...

Ideal Companies: RR Donnelley, UN Communications

Tags for this Online Resume: Effective Communicator, Lean MFG, Budget/Risk Management, Quality Assurance, Visionary Leadership, Champion of Safety Initiatives, Talent evaluator and developer, Results Driven

Relationship Manager with AML/KYC Interest - 7 Years of Experience - Near 11235

PROFESSIONAL SUMMARY * Over 11 years experience in professionally developing, maintaining and growing client relationships in the finance/sales field. * Proactively took on additional responsibilities to rise from a personal banker to a private client banker in a span of 4 years. * A self motivated sales professional, dedicated to exceeding customer satisfaction using excellent planning and analytical skills honed over the ...

Tags for this Online Resume: Sales, Aml (Macro Lang), Documentation, KYC, Management, Retail, MS Office, Analytical Skills

Vice President

SUMMARY Highly organized, detail oriented business professional with extensive experience in the Financial Services industry. Possesses excellent written and oral communications skills. Works well with and quickly develops a rapport with all staff levels and customers. Strong ability to follow procedures and to make prudent decisions in vague areas. Experienced in delivering rejections and the explanations behind them. Lice...

Tags for this Online Resume: Annuity, Compliance, Insurance, Complaints, Life Insurance, Management, Aml (Macro Lang), Deposits, KYC, Liquidity, Brokerage, Investments

Compliance Manager

SUMMARY Experienced Financial Services Executive with extensive expertise in the Financial Services industry. Knowledgeable with insurance products, bank channel investment sales and compliance as well as comprehensive financial planning in the independent financial advisor channel. Possess skills which are most suited to compliance oriented positions within the industry, consisting of strong attention to detail in conjunct...

Tags for this Online Resume: Sales, Financial, Compliance, Financial Services, Services, Distribution, Planning, Equities, Fixed Income, Health Insurance

Director VP Finance, Risk Management, Operations - 20 Years of Experience - Near 33558

PROFILE: * 20 years' experience in P&C, Life, Re-insurance and Auditing * Former 'C-level' executive in the insurance industry * Successes in: accounting control, risk management and compliance * Led initiative to off-shore work to India * Former auditor to major institutions in South Africa * Hold FINRA Series 6 and Series 26 Monthly 2007 - 2009 MetLife, Inc. - Financial Research & Reinsurance Director premiums were over $...

Tags for this Online Resume: Tampa, Director, Vice President, Insurance Operations, Internal Audit, Leader, Risk Management, Re-insurance, Charlotte, Atlanta, Accounting

Featured Profile

Sales Manager/VP of Sales

I would enjoy continuing leveraging the sales and sales management experience that I have gained for an organization that is looking for a visionary leader with a track record of success. I bring forward and proactive thinking skills across cross functional areas of any organization

Ideal Companies: Nationwide Insurance Company, Equitable

Tags for this Online Resume: Life Insurance, Budgeting, Planning, Strategic Planning, Distribution, Sales, Insurance Sales, Business Development, Business Strategies