Compliance Manager Career Research and Resources
CACI
• Primarily managed the strategy, structure, and operations of the organization from the identification and recommendation of change, with knowledge of additional resources that implemented solutions. Prepared reports, documented business processes, identified and monitored progress through performance metrics and built internal capabilities to perform reconciliation and data validations. • Prepared budget execution reports...
Avg. Salary: $80,000 · Company Rank: Not Available
Lord, Abbett & Co. LLC
Responsible for compliance for a SEC registered investment advisor and a FINRA registered broker dealer with approximately $140 billion under management. Ensured compliance with applicable SEC and FINRA rules and regulations. Identified and analyzed current regulatory trends and disciplinary actions to recommend proactive measures. Supervised a staff of 3 compliance professionals.
Avg. Salary: $100,000 · Company Rank: Not Available
New York Life Investment Management
Avg. Salary: $100,000 · Company Rank: Not Available
New York Life Insurance Company
Avg. Salary: $100,000 · Company Rank: Not Available
Clutch Global Logistics
Ensure import team is compliant with all applicable import laws and regulations to lessen company’s exposure to fines, penalties, or other potential costs. Obtaining Customs release and other government agency releases as warranted. Perform post entry functions - including applying for tariff concessions and duty refunds Formulate ideas and deliver possible trade savings opportunities Manage all regulatory compliance aspec...
Avg. Salary: $74,000 · Company Rank: Not Available
Marubeni Transport
Process ISF, Customs Entries (including RLF) and OGA's to obtain Customs clearances. Ensure that Statements are paid timely. Ensuring billing is accurate and complete. Effective follow up of pending shipments. Coordination of receipt of Shipping Documentation to prepare USCBP release. Keep Monthly Reports up to date. Coordination and clearance of Canadian Border Crossing shipments CF 28, CF 29 and PEA. Identify, de...
Avg. Salary: $74,000 · Company Rank: Not Available
Global Fairways Inc
This is the place I learned the industry from A to Z. Although it is a small forwarding company with limited staff but I was able to learn and do different things that reflect all phrase of importing: Responsible for all import activities including scheduling, quoting, tracing and tracking, managing all modes of transportation, filing entries, dispatching, paying duty via statement ACH/PMS, A/P and A/R, managing break bu...
Avg. Salary: $74,000 · Company Rank: Not Available
Delaware Life Insurance Co/Sun Life Financial
Provided on-site support to service providers Delaware Life/Sun Life staff, internal auditors, external auditors, and examiners as directed by the CAO to meet Parent Company and NY Subsidiary legal requirements and obligations. Assisted with quarterly and annual statement and supplement filings including input of data and footnotes for company and subsidiaries' statements using various annual statement filing software and s...
Avg. Salary: $65,000 · Company Rank: Not Available
Sun Life Financial
Diligently oversaw and guided other department staff as they took on new processes and roles within the department. Processed new pension setups as well as Annuitization setups for annuity accounts going into payout phase by preparing all necessary quotes and paperwork for clients detailing various payout or pension options, setup of client's accounts to begin payments and servicing of accounts. Assigned to QC and sign off ...
Avg. Salary: $65,000 · Company Rank: Not Available
Alon USA, aka Paramount Petroleum Corp - Asphalt Division
Reporting to the Senior VP of Asphalt, design, implementation, communication and coordination of all environmental, health, and safety programs for the Division. Develop and provide technical and administrative direction on all HSE decisions, which bear critical importance to overall Division objectives, operations, and profitability. Participated in Executive Review meeting; developed action plans to meet corporate goals,...
Avg. Salary: $120,000 · Company Rank: Not Available
