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Lord, Abbett & Co. Llc Work Values
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Daily Duties at Lord, Abbett & Co. Llc:
Responsible for compliance for a SEC registered investment advisor and a FINRA registered broker dealer with approximately $140 billion under management. Ensured compliance with applicable SEC and FINRA rules and regulations. Identified and analyzed current regulatory trends and disciplinary actions to recommend proactive measures. Supervised a staff of 3 compliance professionals.
What they like about Lord, Abbett & Co. Llc:
You highly value a work environment built on a formal structure, rules, and regulations. You do not enjoy the unpredictability of shifting priorities and deadlines that upset your routine. You require and enjoy direction, input and accountability as part of your work environment. You have a strong need to participate in making key decisions and feel left out if your superiors or co-workers do not seek your input when making decisions. You thrive on providing good customer service to both internal or external customers, and doing so makes you feel good.
Tags
Regulatory Compliance, Broker Dealer, Investment Advisor, SEC Rule 206(4)-7, Supervisory Procedures, Policy and Procedure Testing, FINRA Form Filing, NFA Registrations, Continuing Education, Annual Compliance Meeting, Branch Office Review, Outside Business Activities, Gifts and Entertainment, MBA - Finance
Skills
Regulatory Compliance, Broker Dealer Compliance, Investment Advisor Compliance, Sec Rule 206(4)-7, Supervisory Procedures, Policy and Procedure Testing, FINRA Form Filing, NFA Registrations, Continuing Education, Annual Compliance Meetings, Branch Office Review, Outside Business Activities, Gifts and Entertainment
Information about Lord, Abbett & Co. Llc
Company Rank: Not Available
Average length of employment : 10 years
Average salary of employees: $100,000
These are some of the questions we asked our climbers about their experiences with Lord, Abbett & Co. Llc:
| 05| | ||
| Were your performance expectations clearly communicated? | 0.0 |
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| Were you recognized for meeting or exceeding expectations? | 0.0 |
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| Did you feel like your personal contribution was important? | 0.0 |
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| Was your career path clearly outlined and discussed? | 0.0 |
| 03| | ||
| I would recommend this as a place of employment. | 0.0 | |
| I believe in the purpose of this organization. | 0.0 | |
| I would work for this organization again. | 0.0 | |
| I feel employees are fairly compensated. | 0.0 |
Climbers who worked at Lord, Abbett & Co. Llc had these interests:
| Books | |
|---|---|
Revolutionary War / Civil War History |
History |
| Websites | |
| LinkedIn http://www.linkedin.com/in/ThomasSomelofske |
Networking; Webinars; Job Search |
| ESPN |
Sports Updates |
