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Lord, Abbett & Co. Llc Work Values
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Daily Duties at Lord, Abbett & Co. Llc:
Responsible for compliance for a SEC registered investment advisor and a FINRA registered broker dealer with approximately $140 billion under management. Ensured compliance with applicable SEC and FINRA rules and regulations. Identified and analyzed current regulatory trends and disciplinary actions to recommend proactive measures. Supervised a staff of 3 compliance professionals.
What they like about Lord, Abbett & Co. Llc:
Organizations with strong, centralized leadership are particularly attractive to you. You require a work environment with leadership that aggressively seeks to expand and grow the business and does so in a visible and decisive manner. In general you prefer to work in an environment in which there is a strong link between leadership, its actions, and a strong set of company-wide values.
Tags
Regulatory Compliance, Broker Dealer, Investment Advisor, SEC Rule 206(4)-7, Supervisory Procedures, Policy and Procedure Testing, FINRA Form Filing, NFA Registrations, Continuing Education, Annual Compliance Meeting, Branch Office Review, Outside Business Activities, Gifts and Entertainment, MBA - Finance
Skills
Regulatory Compliance, Broker Dealer Compliance, Investment Advisor Compliance, Sec Rule 206(4)-7, Supervisory Procedures, Policy and Procedure Testing, FINRA Form Filing, NFA Registrations, Continuing Education, Annual Compliance Meetings, Branch Office Review, Outside Business Activities, Gifts and Entertainment
Information about Lord, Abbett & Co. Llc
Company Rank: Not Available
Average length of employment : 10 years
Average salary of employees: $100,000
These are some of the questions we asked our climbers about their experiences with Lord, Abbett & Co. Llc:
| 05| | ||
| Were your performance expectations clearly communicated? | 0.0 |
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| Were you recognized for meeting or exceeding expectations? | 0.0 |
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| Did you feel like your personal contribution was important? | 0.0 |
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| Was your career path clearly outlined and discussed? | 0.0 |
| 03| | ||
| I would recommend this as a place of employment. | 0.0 | |
| I believe in the purpose of this organization. | 0.0 | |
| I would work for this organization again. | 0.0 | |
| I feel employees are fairly compensated. | 0.0 |
Climbers who worked at Lord, Abbett & Co. Llc had these interests:
| Books | |
|---|---|
Revolutionary War / Civil War History |
History |
| Websites | |
| LinkedIn http://www.linkedin.com/in/ThomasSomelofske |
Networking; Webinars; Job Search |
| ESPN |
Sports Updates |
