Compliance Manager Career Research and Resources

Gruntal & Co. L.L.C.

Management & Business - Compliance Manager -

Avg. Salary: $127,500   ·    Company Rank: Not Available

American Stock Exchange

Management & Business - Compliance Manager -

Avg. Salary: $127,500   ·    Company Rank: Not Available

Shearson

Management & Business - Compliance Manager -

Avg. Salary: $127,500   ·    Company Rank: Not Available

Milltown Recreation

Management & Business - Compliance Manager -

Avg. Salary: $127,500   ·    Company Rank: Not Available

Kulch Financial Services

Management & Business - Compliance Manager - Nashua , NH

Avg. Salary: $75,000   ·    Company Rank: Not Available

Bolton Capital Group

Management & Business - Compliance Manager - Bolton , MA

See resume

Avg. Salary: $75,000   ·    Company Rank: Not Available

ING Financial Advisors, LLC

Management & Business - Compliance Manager - Windsor , CT

Avg. Salary: $75,000   ·    Company Rank: Not Available

Global Financial Private Capital LLC

Management & Business - Compliance Manager - Sarasota , FL

Director Of Compliance responsible for oversight and surveillance of activities, correspondence and marketing materials as well as field audits for the RIA and Broker Dealer Representatives registered with the firm. Working with and reporting to the Chief Compliance Officers, to ensure a culture of compliance is maintained at and through the firm.

Avg. Salary: $75,000   ·    Company Rank: Not Available

Morgan Stanley

Management & Business - Compliance Manager -

Avg. Salary: $112,500   ·    Company Rank: Not Available

Ubs

Management & Business - Compliance Manager -

Avg. Salary: $112,500   ·    Company Rank: Not Available