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Global Financial Private Capital Llc Work Values
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Daily Duties at Global Financial Private Capital Llc :
Director Of Compliance responsible for oversight and surveillance of activities, correspondence and marketing materials as well as field audits for the RIA and Broker Dealer Representatives registered with the firm. Working with and reporting to the Chief Compliance Officers, to ensure a culture of compliance is maintained at and through the firm.
What they like about Global Financial Private Capital Llc :
You highly value a work environment built on a formal structure, rules, and regulations. You do not enjoy the unpredictability of shifting priorities and deadlines that upset your routine. You require and enjoy direction, input and accountability as part of your work environment. You have a strong need to participate in making key decisions and feel left out if your superiors or co-workers do not seek your input when making decisions. You thrive on providing good customer service to both internal or external customers, and doing so makes you feel good.
Tags
Compliance, Manager, Training, Suitability, Regulatory, Surveillance, Oversight
Skills
See resume , Compliance , Manager , Flexibility , Operations , Motivational
Information about Global Financial Private Capital Llc
Company Rank: Not Available
Average length of employment : 1 year
Average salary of employees: $75,000
These are some of the questions we asked our climbers about their experiences with Global Financial Private Capital Llc :
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| Were your performance expectations clearly communicated? | 0.0 |
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| Were you recognized for meeting or exceeding expectations? | 0.0 |
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| Did you feel like your personal contribution was important? | 0.0 |
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| Was your career path clearly outlined and discussed? | 0.0 |
| 03| | ||
| I would recommend this as a place of employment. | 0.0 | |
| I believe in the purpose of this organization. | 0.0 | |
| I would work for this organization again. | 0.0 | |
| I feel employees are fairly compensated. | 0.0 |
Climbers who worked at Global Financial Private Capital Llc had these interests:
| Blogs | |
|---|---|
| The Stansberry Digest |
Investment products, economic forecast, gold & silver vs currencies,etc |
| Websites | |
| Compliance EX http://Compliancex.com |
Current news & events happening in the financial industry and how they relate to compliance |
| LinkedIn https://touch.www.linkedin.com/?sessionid=5904606720688128&voyurl=https%3A%2F%2Fwww.linkedin.com%2Fm%2F%3Fsessionid%3D5904606720688128&rs=false&redirectUrl=%23stream&native_launcher=1&memberId=41564426&dl=no#you |
Professional Network and articles |
