Compliance Manager Career Research and Resources
Scottrade Inc.
Assume pivotal role in managing operations of branches throughout the East Coast and Midwest states, as assigned; ensure compliance of each branch to corporate, SEC (Security and Exchange Commission), FINRA (Financial Industry Regulatory Authority) and other regulations.
Avg. Salary: $57,500 · Company Rank: Not Available
Lee Container Corporation
Oversee all operations related to safety and risk and environmental issues.
Avg. Salary: $50,000 · Company Rank: Not Available
Prince George's County Government
• Provides oversight for Children, Youth & Families Division (CYFD) in the absence of the Division Manager. • Reviews and maintains an accurate accounting and the approval of all expenditures for services provided within CYFD from 28 vendors, totaling $7.5 million. • Serves as the point of contact for Information & Referrals services and Systems Navigation within Prince Georges County. • Monitors and conducts site visits to...
Avg. Salary: $58,000 · Company Rank: Not Available
CACI Commercial
• On-line coding and data entry into Automatic Document Information System (ADIIS). • Retrieved and extracted documents for case review by legal counsel. • Copied case files materials for discovery. • Created witness binders. • Prepared depositions and trial exhibits. • Ensured proper security is maintained at all times of Top Secret material in the support center. • Ensured quality control of documents previously entered i...
Avg. Salary: $58,000 · Company Rank: Not Available
Pitney Bowes
• Managed an office of 35 and supervised three Administrative Assistants. Oversaw timesheets, supply purchase orders, deadline driven projects, and facilities. Additionally, negotiated office business contracts with local vendors (Xerox, Kinkos, Au Bon Pain, Occasions and High Noon).
Avg. Salary: $58,000 · Company Rank: Not Available
Weil, Gotshal, & Manges
• Supervised 7 employees, which encompassed Clerks, Administrative Assistants, and Facilities. Negotiated office space & vendor contracts in addition to handling HR responsibilities, (hiring, termination, reviews, timesheets & benefits). Processed A/R invoices, from vendors and building management.
Avg. Salary: $58,000 · Company Rank: Not Available
TIAA-CREF
Managed a team of 4 individual’s contributors that are Information Security Analyst that focus on Identify and Entitlements Management within the organization. Ensure entitlement reviews are distributed to managers and applications owners for them to review the access of their employees and the systems that they own to ensure the right level of access is granted to the individuals. Create a RBAC solution to create a more ...
Avg. Salary: $150,000 · Company Rank: Not Available
Bank of America
Perform security access management by submitting requests for provisioning access Provide guidance on the number of transactions a tester needs to obtain to ensure that the sample was a proper reflection of the population Created a playbook for the purpose of outlining the procedures for which associates needed to follow to perform testing in a manner that was objective and consistent with little variation such that the pro...
Avg. Salary: $150,000 · Company Rank: Not Available
Bank of America
Perform as a Six Sigma Coach to potential Six Sigma Greenbelt and Black Belt candidates. Provided Project management oversight to projects that were large initiatives within the Capital Markets and Consumer Banking space. Reviewed the process of projects for which certification candidates were managing to ensure the completion of specific delivers. Perform analysis of deliverables within the required tollgates for which eac...
Avg. Salary: $150,000 · Company Rank: Not Available
Wachovia
Consult CIO, CTO, and Executive Management on implementation of controls associated with the line of business. Oversee development of audit scope, audit programs, execution of test procedures, data gathering and analysis, documentation and report creation, including team and client meetings.
Avg. Salary: $150,000 · Company Rank: Not Available
