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Online Resumes with "SEC Compliance"



Trainer/Facilitator

I've been working as a freelance trainer for several years. I would like to find a job in the Training or Development department of a corporation. Travel within the company is fine, but I'd like to find a company where I'll get to know the people I'm training. This way I can asses their needs to find the solutions that will continue to help them grow professionally and personally.

Tags for this Online Resume: writer, Trainer, Strong communication skills, certified DDI facilitator, travel, PowerPoint, MS Word, Excel

Advertising Sales Agent

RAY A. ALLEN 67-12 Parsons Blvd Suite, 6D Fresh Meadows, N.Y. 11365■ 347-339-4085 ■ raallen30@gmail.com PROFILE “A Plus” Certified Computer Technician with training and experience in computer installation and repair. Executive director/manager with strong background in financial investments, real estate and securities, sales training and staffing. Well versed in marketing and business promotions, public relations, adverti...

Accounting Manager/Controller Tulsa

Tags for this Online Resume: Contoller, Financial Reporting, CPA, Excel, Power Point, SEC Compliance

CFO, Las Vegas SEC & Private company experience

Help companies increase cash and profits while collaborating with the management team.

Tags for this Online Resume: Profit Improvement , SEC compliance , Part time CFO , Operations management , Mergers

Corporate Attorney with over 20 years of experience with commercial transactions, contracts, M&A, regulatory oversight, SEC Compliance, litigation and outside counsel management, corporate governance and other legal/corporate practice areas.

To find a challenging corporate legal position in PA, NJ, NY, MD or CT

Ronald Menard

Temporary or full time accounting position. Currently working on completing CPA examination.

Ideal Companies: Google

Administrative Assistant 20+yrs-assistant to Chief Compliance Officer

I am an excellent problem solver and researcher. I work well within a team environment with little or no supervision. I possess excellent communication skills and strive to provide unsurpassed customer service.

Ideal Companies: Habitat for Humanities

Tags for this Online Resume: Executive Assistant

Risk Manager - FINRA/SEC Compliance - 20+ years experience

Tags for this Online Resume: Compliance, Risk Management, Financial Services, Broker/Dealer, Investment Advisory, New Jersey

Featured Profile

Controller - 15 years experience - Start-up to Rapid Growth

Responsible, committed, task oriented Financial Accounting Professional with diverse experience in hands-on accounting, financial reporting, financial analysis, and financial management to take an organization through the growth curve. Strategic Planning, Budgeting, Forecasting and Cash Management experience for organizations ranging from startup ($3M) to public companies ($400M). Compile financial statements in accordance ...

Tags for this Online Resume: Colorado, Controller, Startup to Rapid Growth, Systems Implementation, Organizational Development, FP&A, Certified Public Accountant, Cms, Hyperion, J.D. Edwards

Featured Profile

Director of Compliance

Director of Compliance Sr. Compliance Director with a “People Over Process”, Six-Sigma LEAN proven track record of delivering sustainable growth, process efficiencies and innovation. Operational risk-based systems creator, developer, implementer and improver, who solves problems by looking at the whole picture while collaborating with company departments to provide effective growth management reporting and strategic compl...

Ideal Companies: IGS Energy, Alliance Data, Net Jets, L Brands

Tags for this Online Resume: Compliance, Risk

Treasurer, VT or NH

Financial executive with treasury, business and banking experience at the executive level. Responsible for decisions and successful execution of a wide range of financial issues including pricing and size of fund raising, terms of mergers and acquisitions, debt and equity negotiations, SEC compliance, ensuring adequate cash flow and liquidity, timely completion of financial and strategic planning and budgeting, vendor nego...

Tags for this Online Resume: treasury, banking, fund raising, mergers and acquisitions, debt issuance, equity issuance, SEC compliance, strategjc planning, vendor negotiations, analysis, reporting, lending, human resources, record keeping, liquidity

Accounting Manager - 15 Years of Experience - Near 91764

Summary An accounting and finance professional with over 10 years of experience in both private and public sectors that operate for profit and also for nonprofit. A professional that provides proven successful management knowledge ready to rise to the challenges in an economy filled with uncertainties. A leader that leads others with traditional work ethics compelled to adhere in obedience to by-laws, regulation, and genera...

Tags for this Online Resume: Balance, Balance Sheet, GAAP, Generally accepted accounting principles, Income Statement, Accounting, Accounting Functions, Accounting Principles, Bank Reconciliation, Financial