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Online Resumes with "Nasd"
Auditor - 7 Years of Experience - Near 43221
Tags for this Online Resume: Sarbanes-Oxley, Insurance, CPA, ITIL, Compliance, Audit, Controller, NASD
Advertising Sales Agent - 20 Years of Experience - Near 77062
My professional life started with Outside Sales and led me into Telemarketing then becoming a Business owner of a number of varied Businesses. These Business Start –Ups ranged from Oil and Gas, (owner), Wireless Telecommunications, (owner), Tornado Shelter, and Landscaping (Owner) Advertising Agency TV/Radio/Outdoor & Political Campaigns, (Owner), Venture Capital (Owner) NASD/SIPC registered Broker Dealer, (owner) Restaur...
Tags for this Online Resume: Business development, adt
Insurance Sales Representative - 7 Years of Experience - Near 37220
To create long term value for my clients and my organization by asking the right questions at the right time, delivering timely proactive service and solutions while leaving a legacy of impact and significance
Tags for this Online Resume: NASD Series 6, NASD Series 63, NASD Series 65, Investment Planning, Insurance Planning, Estate Planning, Risk Management, Portfolio Managment
Financial Manager, Branch or Department - 20 Years of Experience - Near 10005
Over 25 years of management and leadership experience in financial industry, achieved exemplary results, profitability and organizational efficiency for global institutions: Goldman Sachs, Morgan Stanley/Dean Witter, Bank of America/Merrill Lynch and others. Additionally, has worked with New York Stock Exchange on every major technology upgrade and platform enhancement to guarantee seamless transitional protocols for all ha...
Tags for this Online Resume: Leadership, Innovative Thinking, Strategic Planning , Operations Management , Negotiation, Efficiency Improvement , Relationship Building , Regulatory Compliance
Lawyer - 20 Years of Experience - Near 19110
Experience: • Accomplished, motivated attorney, offers a career and educational history reflecting demonstrated abilities in legal research and writing, trial preparation, and courtroom litigation, with expertise in the areas of: • Probate of Wills and Estates • Litigation – Federal and State Court – Civil and Criminal • Personal Injury • Employment Law • Civil Rights – Sec. 1983, and Title VII • Sports Law •...
Tags for this Online Resume: experienced, courtroom, benchtrials, appellate
Vice President - 20 Years of Experience - Near 14094
I am looking for an opportunity to transition from banking/financial services into technology or other industry. I am a seasoned professional with many skills that are outlined in my Executive Summary and Resume. I am excited to find a company I can grow with.
Ideal Companies: Technology, Manufacturing and Service
Tags for this Online Resume: Buffalo, Microsoft, Payroll, Analysis, Sales, Excel, Project, Cloud, Finance, Insurance
Securities Financial Services Compliance Specialist
LORI KRAMER 17870 Co Rd 34 Norwood/Young America, MN Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/audit & operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51,...
Tags for this Online Resume: Financial Svs, Compliance, FS Auditing, FSvs licensed, Suitability Monitoring, Extensive FSvs knowledge, Former Sales exp, Complaint reviewer
Lawyer - 17 Years of Experience - Near 11783
I most recently served as Director of IT Contracts (IT Counsel) for North Shore-LIJ Health System, the 3rd largest, non-profit healthcare system in the US consisting of more than 60,000 employees, 19 hospitals, an insurance company, medical school, over 400 ambulatory and physician practices and 70 affiliated facilities with an operating budget of nearly $8 Billion counseling executive management including the Chief Informa...
Tags for this Online Resume: Privacy, CIPP, Contracts, Procurement, Counsel, COPPA, HIPAA, IP
Senior Manager for Client Services
PROFILE â?¢ A dedicated professional with 20+ years combined experience as a client services/account manager in customer service, insurance and advertising environments. â?¢ Thirteen years experience in customer service, call center operations, business process outsourcing (BPO). â?¢ Self-starter manager and a team player with experience in leadership, management, team management (people development, succession planning), ...
Ideal Companies: Fortune 500 companies
Tags for this Online Resume: Profit and Loss, Team Leadership / Motivation, Process Improvement, Account / Territory Management, Customer Service, Performance Management, Financial Management, Coaching, Workforce, Service Level Agreements, Continuous Process Improvement, Change Management, Quality Monitoring, Disaster Recovery Testing, Vendor Management, Project Management
Financial Analyst - 17 Years of Experience - Near 63038
AREAS OF EXPERTISE: * Problem Analysis & Resolution * Credit/Lending Sales * Office Management * Cost Basis Analysis * Compliance/Risk Management * Developing/Managing Client Relationships * Oral & Written Communications * Proficient with MS Office, Word, Excel & PowerPoint * Held NASD Series 7, 6, and 63 Licenses
Tags for this Online Resume: Management, Sales, Series 7, Wealth Management, Accounting, High Net Worth, Series 6, Sub-ledgers, Compliance, Manager Wealth Management Series 7 Series 6 Series 63 Compliance MS Office
Management Consultant, Program Manager
Executive Management Consultant with over 20 years of experience in business and technology transformation across a wide array of industries, including financial services, media, technology, advertising, retail, insurance, aerospace and manufacturing. Specializes in program development and project execution leveraging best-of-breed methodologies, with strict emphases on problem identification, solution provisioning and del...
Ideal Companies: advertising, financial services, new media, technology
Tags for this Online Resume: Program Management, Project Management, Project Governance, Management Consulting, IT Transformation, Business Transformation, Risk Management, Change Management, Vendor Management, Agile / SCRUM, Process Engineering, Business Analysis, Financial Management, Information Architecture, SDLC, Waterfall, Engagement Management
Financial Services Sales Agent - 15 Years of Experience - Near 60142
Core Competencies: With 15 Years External Wholesaling for 3 firms, I speacialize in the Independant and Banking Channel and have focused on the 28 partner firms aligned with Ameriprise Financial Advisors. Deep relationships with top 1% AMerprise Private Wealth Advisors accross the US. Time managment skills and business planning abilities to cover 10 states to a National Footprint. Uniques abilites on both sides: The "...
Tags for this Online Resume: SMA, Securities, Management, Wholesaler, Fiancial Products, account manager
