Occupation:Financial Manager, Branch or Department |
Education Level:Some College Units Completed |
Will Relocate:YES |
Description
Over 25 years of management and leadership experience in financial industry, achieved exemplary results, profitability and organizational efficiency for global institutions: Goldman Sachs, Morgan Stanley/Dean Witter, Bank of America/Merrill Lynch and others. Additionally, has worked with New York Stock Exchange on every major technology upgrade and platform enhancement to guarantee seamless transitional protocols for all hand-held devices. Holds 5 Principal/Supervisory and 2 State Securities Law Licenses. Spearheaded multiple cost saving initiatives resulting in higher operating efficiency and improved profit margins. Lead by example and is passionate about developing people. Has demonstrated service benchmarks resulting in the highest level of customer acquisition and retention, ensuring 100% compliance with all NASD, NYSE, FINRA and SEC regulations. Current Licensures: Series 4, 7, 7A, 9, 10, 14, 24, 25, 55, 63, 66 & 79
Accomplishments
Highlights:
Keywords
