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Online Resumes with "Suitability Monitoring"
Securities Financial Services Compliance Specialist
LORI KRAMER 17870 Co Rd 34 Norwood/Young America, MN Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/audit & operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51,...
Tags for this Online Resume: Financial Svs, Compliance, FS Auditing, FSvs licensed, Suitability Monitoring, Extensive FSvs knowledge, Former Sales exp, Complaint reviewer