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Online Resumes with "NASD series 7"



Business Management and Operations Professional

Finance and Operations Professional

Ideal Companies: Bank, Brokerage, Mutual Fund, Insurance, Industry, Public Utility

Tags for this Online Resume: operations, loan officer, financial

Banking Finance Officer

Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.

Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs

Tags for this Online Resume: Equity Finance, Security Lending

Trader with excellent customer service

Trader with background in high volume/ high stress conditions/attention to detail

Ideal Companies: Goldman Sachs, AG Edwards, Citigroup

Tags for this Online Resume: trader, broker, customer representative

Veteran financial services professional

Sales & recruiting professional with excellent interpersonal skills; results driven

Ideal Companies: Wachovia, Fidelity Investments, , Lincoln Financial Group.

Tags for this Online Resume: marketing

Featured Profile

VP of Equity Trader - 20 years FINERA License 4,7,9,10 &24

Looking to have an impact in an organization where I can help grow and help expand client base by improving product and client satisfaction.

Ideal Companies: Wells Fargo Advisors, Stifel Financial, Edward Jones, Scottrade

Tags for this Online Resume: motivator, Increase revenue, manager, mulit-task, St. Louis (30 miles), FINERA Liscense 4, FINERA Liscense 7, FINERA Liscense 24, trainer

Client Services, Sales Support & Operations Executive

extensive experience in managing multi-site operations, due diligence, sales support, call centers, training and vendor services in the financial services industry. Expertise in managing people, projects and process re-engineering. Innovative team player who enjoys serving as change agent and developing a culture of excellence with a diverse workforce. Exceptional relationship management, team building and communication ski...

Ideal Companies: Merrill Lynch, Wachovia, Prudential Securities, Sunrise Senior Living

Tags for this Online Resume: Client Services, Sales Support

Analytical Consultative Sales Professional

Articulate problem solving sales professional with exceptional listening and social skills. Believes that consistant procedures yield consistant results and that profits, employee retention and controlled expenses are a direct result of management managing. Attention to detail is what separates the professionals from the amateurs. Multi-faceted background: auto/mechanical, photography, missionary, forklift sales, investment...

Ideal Companies: shell oil

Tags for this Online Resume: Consultant, Sales Representative, Sales Professional, Industrial Sales, International Sales

Financial Services Sales

Knowledgeable financial advisor with over nine years experience designing financial plans for individuals and business owners to protect them from loss, minimize their tax burden and invest for the future.

Ideal Companies: Wachovia, Bank of America, Suntrust, BB&T, Merrill Lynch, UBS

Stock picker who understands balance sheets as well as charts

Equity analyst who fine tunes fundamental research with timing of technical analysis. Particularly active in healthcare and activist situations.

Ideal Companies: Dow Jones, Fidelity, Vanguard

Tags for this Online Resume: Journalist, Equity Analyst

Experienced financial professional (9+ years): looking for research/analyst/consulting opportunities within asset management, investment research, and corporate banking space

I am seeking career opportunities within 4 areas: Capital Markets, Asset Management, Investment Research, and Trading. I am a NASD Series 7 and 66 licensed financial professional. I have an economics BA from the College of the Holy Cross and a finance MBA from Fordham University. My 9+ years in financial services has been spent within retail brokerage and institutional investment operations.

Ideal Companies: Goldman Sachs, Bear Stearns, Lehman Brothers, Morgan Stanley, Merrill Lynch

Tags for this Online Resume: portfolio management, investment research, investment banking, trader, analyst, consultant

Featured Profile

Featured Profile

Business Development and Growth Entrepeneur

I am interested in working with a group of forward thinking people who believe their product and service makes a positive contribution to the lives and well being of their customers. I want to have a positive impact on my colleagues and make a significant contribution to the value proposition of our business. I am looking for a collegial atmosphere with a clear mission and purpose of which we can be proud.

Ideal Companies: Nike, Spokane Athletic Club, Kahn Academy, Blackboard Inc., Solarcity

Tags for this Online Resume: directed, coordinated, launched, created, expanded, motivated, taught, organized, planned, trained, developed, structured, enterprising, foresight, analytical, high-level, innovative, loyal, facilitator, creative, experienced, imaginative, insightful, personable, responsive, sincere, talented