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Were you looking for NASD-series-7 job results?
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Online Resumes with "NASD series 7"
Manager Financial Services Operations - 25 years experience
Manage/Director Operations for a Financial Services Company
Tags for this Online Resume: NASD series 7, NASD series 24, NASD series 65
Systems guru
Ideal Companies: Fidelity, Schwab
Tags for this Online Resume: Consultant
Sales Executive
Recruit, train and manage a team of winners.
Ideal Companies: Open
Tags for this Online Resume: Mortgage, Account Executive, Sales Management
Equity Compensation Specialist
Ideal Companies: Apple, Microsoft, Exxonmobile
Sales Presentations
Aggresive Sales where i'm in front of people closing deals. internal broker dealer whole seller, pharmaceurical sales, Financancial advisor in a bank.
Ideal Companies: Mutual fund whole Seller, Van Eck, Thornburg, Dreyfus, JP morgan chase, Hugo boss, gucci, Pfizer, lilly, GSK
Results Driven Technical Sales Executive
Sr. Sales Professional/management opportunity in a growth oriented technical or financial organization where in I can contribute as well as grow.
Ideal Companies: Wachovia, UBS, HSBC, RBC
Tags for this Online Resume: Technical Sales and Marketing Management, Wireless and Fiberoptic Communication field, International Sales, Contract Negotiation, Customer Relationship Management, Field Sales, Sales to National accounts, Sales to Global Accounts, Sales to Government accouns, Team building, Superior Presentation, Major Accounts Development, Field Rep Training, Strong Prospecting, Effective Closing, New Business Development, Opportunity Management, Strategic Market Planning, Strategic Solution oriented Sales, Consultative Sales, Executive selling, Executive presence and image
Financial Services/Compliance - Extensive experience-Securities licenses
Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51, 63, 65 and LHVA. Feel free to contact me with further inquir...
Vice President - 20 Years of Experience - Near 14094
I am looking for an opportunity to transition from banking/financial services into technology or other industry. I am a seasoned professional with many skills that are outlined in my Executive Summary and Resume. I am excited to find a company I can grow with.
Ideal Companies: Technology, Manufacturing and Service
Tags for this Online Resume: Buffalo, Microsoft, Payroll, Analysis, Sales, Excel, Project, Cloud, Finance, Insurance
Securities Financial Services Compliance Specialist
LORI KRAMER 17870 Co Rd 34 Norwood/Young America, MN Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/audit & operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51,...
Tags for this Online Resume: Financial Svs, Compliance, FS Auditing, FSvs licensed, Suitability Monitoring, Extensive FSvs knowledge, Former Sales exp, Complaint reviewer
Financial Analyst - 17 Years of Experience - Near 63038
AREAS OF EXPERTISE: * Problem Analysis & Resolution * Credit/Lending Sales * Office Management * Cost Basis Analysis * Compliance/Risk Management * Developing/Managing Client Relationships * Oral & Written Communications * Proficient with MS Office, Word, Excel & PowerPoint * Held NASD Series 7, 6, and 63 Licenses
Tags for this Online Resume: Management, Sales, Series 7, Wealth Management, Accounting, High Net Worth, Series 6, Sub-ledgers, Compliance, Manager Wealth Management Series 7 Series 6 Series 63 Compliance MS Office
Financial Services Sales Agent - 15 Years of Experience - Near 60142
Core Competencies: With 15 Years External Wholesaling for 3 firms, I speacialize in the Independant and Banking Channel and have focused on the 28 partner firms aligned with Ameriprise Financial Advisors. Deep relationships with top 1% AMerprise Private Wealth Advisors accross the US. Time managment skills and business planning abilities to cover 10 states to a National Footprint. Uniques abilites on both sides: The "...
Tags for this Online Resume: SMA, Securities, Management, Wholesaler, Fiancial Products, account manager
Human Resources Professional
Results-driven/hands-on Human Resources Professional and Business Partner having worked in many environments and industries including: banking, finance/brokerage, insurance, manufacturing, consumer products, and healthcare. Leader with the ability to enhance staff performance through mentoring, training, and motivating while targeting specific business objectives. Resourceful negotiator, troubleshooter, and problem solver p...
Tags for this Online Resume: HR Planning/Forecasting, Employee Relations, Talent Acquisition, Training and Development, Performance Management/Coaching, Compensation/Salary Administration, Compliance/EEO/Diversity, HRIS, Benefits, POLICY/PROCEDURES ADMINISTRATION
