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Online Resumes with "FINRA "
Compensation or Benefits Specialist
Tags for this Online Resume: Accounting, Compensation/Finra, Excel / Acess, People-Soft, Up Front/Back End Loans, Smart Station/Wisdom, Excel / Access
Expert in Investment Management Architecture Asset Allocation Trading Marketing
Senior consultant to revitalization of investment management firms under the strictures of FINRA
Exceptional In-House Professional
I am seeking a career where my business and 20 years legal and regulatory background willbe utilized to positively affect a company's bottom line.
Ideal Companies: open
Tags for this Online Resume: Attorney, Corporate, Acquisitions, Regulatory, Compliance, Litigation Management, Product Management, Strategic Planning, Joint Venture, Contracts, Tax, Securities, Training, Dispute Resolution, Faculty/Education
Compliance Officer
To attain an executive-level position in the field of Compliance.
Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,
Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance
internal wholesaler or advanced markets
seeking position with growth minded firm, where I can develop new skills, continue to learn the business and eventually lead into management or other position of increasing responsibility
Tags for this Online Resume: Case Design, FINRA Series 6,63, Microsoft Excel, FINRA Series 7, MA Life Insurance License
Associate, Sales & Marketing - 10 years experience - Financial Services
I aim to manage and expand institutional client relationships for a services providing international company. I see myself doing this in the capacity of Account Executive/Key Account Manager. I would also like to use my language abilities (Fluent Spanish) and international background and experience in my future role.
Ideal Companies: Visa, Mastercard, Franklin Templeton, US State Department
Tags for this Online Resume: Sales, Relationship, International, Services, bilingual, MBA
Accountant
Tags for this Online Resume: Wealth Manager, Financial Planner, Portfolio Manager, CFP, CIMA, FINRA
The Wizard
I like to be challenged and busy. I excel in fast paced, changing environments. I can speak to senior management as well as IT. I am able to focus on the long term strategic vision, while making short term decisions. I am decisive, a strong leader and motivator
Ideal Companies: L'Oreal, Nestle, Banc Paribas, JP Morgan Chase, Bank Santander
Tags for this Online Resume: Product Development, Project Management, Product Management, Business Lead, SaaS, Product Lifecycle, Product Planning and Marketing
Financial Speacialist
Motivated in Financial Industry
Ideal Companies: PNC; Wachovia; FINRA; Bank of America;
Tags for this Online Resume: Series 7, Series 66, Life and Health License, CRPC, Business Financial Advisor, Financial Advisor
Portfolio Specialist/Trader
I want a job where I am part of an investment team where I can utilize my trading and investment experience.
Ideal Companies: Vanguard, Turner Investments, SEI Corporation, Blackrock, Fidelity
Tags for this Online Resume: Investment, Portfolio, trader, performance
Resuls-Proven Professional
I am seeking to explore new career challenges utilizing experience in various areas of auditing, marketing, budgeting, project management, quality control, regulatory compliance, program administration, finance, human resources, community relations, and event planning/ management.
Tags for this Online Resume: MBA, Finra licensure, experience diversity, turnaround manager
Junior Analyst
I am looking to make a career into the buy side of research analysis or even asset management
Tags for this Online Resume: FINRA, Project Management, Analysis, Research, presentation, communication
