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Online Resumes with "FINRA "



Financial Analyst

Ideal Companies: Asset Management, FINRA, Analyst, Financial Planner, Wealth Management, Banks

Tags for this Online Resume: Financial, Financial Models, Forecasting, Outside Sales, Sales, Advertising, Business Plan, Social Media, Accounting, Bilingual

Executive Assistant

Tags for this Online Resume: Administrative Assistant, Inventory, Management, Security, Administrative Tasks, Logistics, Scheduling, Accounting, Applications, Budgeting

Network Engineer

Tags for this Online Resume: Satellite, Infrastructure, Team Lead, Wide Area Network, Troubleshooting, Management, Networking, Routers, Ssl, Checkpoint Firewall

Lawyer

Tags for this Online Resume: Certified Fraud Examiner, Fraud, SEC, Securities, Securities and Exchange Commission (SEC), Series 7, Litigation, Arbitration, Civil Litigation, Equities

Featured Profile

Financial Specialist - 16 Years of Experience. Series 7/63, 65 & 9/10 Brokerage Licenses

To obtain an Associate Principal Examiner position and conduct risk-based examinations of FINRA member firms and registered representatives. Key Strengths Strong knowledge of FINRA rules, and Federal Bank regulations. Motivated leader with strong organizational and prioritization abilities. Areas of expertise include AML/BSA reporting, Patriot Act.

Ideal Companies: FINRA

Tags for this Online Resume: Account Management, ACH, Audit, Banking Industry, HVAC, Management, Microsoft, Microsoft Office, Project Management, Quality Assurance

Financial Manager, Branch or Department

Tags for this Online Resume: Assessments, Audit, Facilitator, Transportation, Business Development, Financial, Financial Modeling, Financial Services, Management, Modeling Experience

Featured Profile

Business / Legal Professional with team leadership expertise and entrepreneurial vision with a strong foundation in law.

I am a business / legal professional seeking a challenging opportunity in a growing organization. The ideal company provides a collaborative environment that promotes creativity and expects its team members to take ownership of every task. The company should value participative management and strong, positive leadership. I want to leverage my years of diverse experience to identify and seize opportunities while solving prob...

Ideal Companies: Walmart, Tyson, Edward Jones, Raymond James, Churchill Downs, Inc., PGA, Clubcorp

Tags for this Online Resume: Mortgage Loans, Bankruptcy, SEC, Securities and Exchange Commission (SEC), Arbitration, CFO, Financials, Receivables, Venture Capital, Securities

Featured Profile

Results-Focused Corporate Counsel, Legal Strategist and Expert Relationship Manager

I have relocated to the Cleveland/Akron/Canton Ohio area and I am seeking an in-house corporate counsel position. I have an extensive track record of providing superior service and outstanding results in both the public and private sectors, paving the way for my employer(s) to slash spending on outside legal services. I am licensed in Pennsylvania and West Virginia, and I am eligible for speedy admission as in-house corpor...

Ideal Companies: Energy companies, Steel companies, Communications companies, Retail Companies, Technology Companies, Medical Services Companies and Hospitals.

Tags for this Online Resume: Visionary Leader, Tenacious, Critical Thinker, Litigation Manager, Benchmarking, Compliance, Regulatory, Workforce Development, Trials, Change Management, Organizational Development, Trainer, Financial controls, Insurance, Contracts, Competitive Negotiation, Conflict Resolution, Ethical, SEC Reporting, Budgets, Customer Service, Claims Management, Business Operations Acumen, New Business Development, Controlling Cost, Reducing Legal Spending, Mentor, Charismatic Leader, Dedicated, Quality, Word, Excel, PowerPoint, Self-motivated, Speed, Reliability, Performance, Dependable, Prepared, Legal, Dynamic, Focused, Bottom Line, Insight, Manager, Project Manager, Microsoft Office Suite

Not Listed

Tags for this Online Resume: Buying, Collection, Collection Procedures, Customer Accounts, Securities, Security, Audit, Corrective Actions, Management, Appraisals

Featured Profile

Sales Manager/VP of Sales

I would enjoy continuing leveraging the sales and sales management experience that I have gained for an organization that is looking for a visionary leader with a track record of success. I bring forward and proactive thinking skills across cross functional areas of any organization

Ideal Companies: Nationwide Insurance Company, Equitable

Tags for this Online Resume: Life Insurance, Budgeting, Planning, Strategic Planning, Distribution, Sales, Insurance Sales, Business Development, Business Strategies

Financial Specialist - 10 Years of Experience - Near 34209

Multifaceted financial services experience with focus on a professional trader client base. Have a strong history of achieving results with a high impact on core business functions. Business Development Cross Functional Liaison Client Profitability Metrics Stakeholder Analysis Service Level Quality Control FINRA Compliance Relationship Management Strategy Implementations Back Office Operations KPI and Pulse Metric Reporting...

Ideal Companies: Lake Harbor Retreat, Lake Harbor Retreat, Lake Harbor Retreat

Tags for this Online Resume: Services, Pricing, Management, Business Development, Compliance, Research, Financial, Focus, Market Research, Project Management