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Online Resumes with "FINRA "
Project Manager - 20 Years of Experience - Near 33914
20+ years of experience in Global IT Project and Program Management with a Six Sigma Certification. 10+ years of Risk Governance experience working with the OCC/SEC and FINRA regulatory agencies. Managed regulatory audits and implementation of regulatory requirements within timeline and budget. Successfully lead and managed complex IT Projects in waterfall and agile methodologies as well as a hybrid approach based on th...
Ideal Companies: Hertz, Hospital, Financial Institution
Financial Services Sales Agent - 20 Years of Experience - Near 56560
Secure either financial services or healthcare industry position to assimilate prior employment experiences
Ideal Companies: Medtronic, American Funds
Tags for this Online Resume: communicator, assimilates technical information, connector, relationship builder, FINRA Securities Series 65, 7, 63, SAP MM module, Securities, Business Development
Software Engineer - 20 Years of Experience - Near 20854
Engineer and Information Management and Technology Specialist with several years of varied professional and technical management expertise in the private sector and project management in international development institutions. * Extensive experience in strategic risk management, economic capital planning and management, risk appetite setting, BASEL II/III capital regulations, global capital markets, portfolio modeling and ...
Ideal Companies: The World Bank Group, FINRA, Capital One, Amazon, Google
Tags for this Online Resume: Management, Portfolio Management, Balance, Balance Sheet, Financial, Financial Policy, Forecasting, Pricing, Workflow Management, Architect
Financial Examiner - 25 Years of Experience - Near 11375
SUMMARY OF QUALIFICATIONS * Strong knowledge and broad understanding of the Securities Industry and considerable expertise with US GAAP and International Accounting Standard (IAS). Considerable experience with corporate, broker-dealer and commodities accounting * Broad grasp and strategic understanding of Financial and Regulatory Reporting with emphasis on all SEC and FINRA requirements including the 15c3-1 Net Capital, 15c...
Tags for this Online Resume: Accounting, Fixed Income, Management, Asset Management, Equities, Financial, Financial Statements, Policies and Procedures, Acquisitions, Assessments
Manager
Tags for this Online Resume: Legacy, Operational Excellence, Infrastructure, Management, Outsourcing, Reliability, System Infrastructure, Wealth Management, Asset Management, CIO
Marketing
Tags for this Online Resume: Sales, Sales Support, Support, Insurance, Leadership, Management, Marketing Management, Marketing Strategy, Social Media, Wholesale
Flexible Professional/Experienced Project Manager/Team Leadership Experience and Business Strategist
Utilizing all my exceptional values, visions, skills and experiences. Creating an ever challenged career while instilling exceptional values with company culture. Attaining company visions with with my unprecedented and unique experiences. Creating a socially responsible and world class company.
Ideal Companies: Business Consulting, Johnson and Johnson, Microsoft, Google, Cisco, Amazon, Target, St. Jude Medical Center, Irvine, Slalom
Tags for this Online Resume: Customer Service, Process Improvement, Planning, Management, Compliance, Leadership, Project Management, Cost Slashing, Financial Management, Compliance Audits, Profit Margin Increase, Business Administration, Financial Planning, Staff Management, Employee Development, Team Leadership, Superior Attention to Detail, Quality Control, Strong Communication Skills, Sales, Strategic Planning, Budget Development, Commercial Construction, Business Development, Data Analysis, Data Collection, Change Agent, Investment Strategist, Sales force, Microsoft Office
Gaming Cage Worker - 1 Years of Experience - Near 10281
To effectively utilize my regulatory experience with a firm committed to: excellence, the highest industry standards and a cul-ture of compliance.
Tags for this Online Resume: Security, Buying, Collection, Collection Procedures, Customer Accounts, Securities, Audit, Corrective Actions, Management, Appraisals
Facilities Manager
Tags for this Online Resume: Marketing Management, Series 6, Real Estate, Sales, Financial, Financial Services, Insurance, Life Insurance, Microsoft, Microsoft Excel
Chief Financial Officer - 15 Years of Experience - Near 77024
Tags for this Online Resume: Acquisitions, Aerospace, Financial Industry, Mergers, Water Treatment, Equities, Management, Services, Fixed Income, Sales
Sales Manager
Tags for this Online Resume: Transportation, Assessments, Audit, Facilitator, Financial, Financial Modeling, Management, Modeling Experience, Purchasing, Budgeting
Director - 20 Years of Experience - Near 20906
Tags for this Online Resume: Document Review, Documentation, Statutory, Insurance, Real Estate, Leadership, LinkedIn, Management, Microsoft, Microsoft Access
