CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "FINRA "

Project Manager - 20 Years of Experience - Near 11377

Profile Project Manager/Business Analyst with wide ranging experience in the financial services industry, including positions with Merrill Lynch, E*Trade, JP Morgan Chase and BNY Mellon Pershing. Background of accomplishment includes global technology planning and governance, project management, process re-engineering, change management and systems implementations in the United States and Japan. Professional Achievements/ C...

Tags for this Online Resume: Infrastructure, Management, Banking Industry, Equity, Change Management, Microsoft Change Management, Data Manager, Investment Banking, Audit, Capital markets, it jobs, software

Financial Examiner - 20 Years of Experience - Near 11694

Summary of Qualifications I am a Compliance Analyst who investigates options & equities trades to identify trading anomalies, investigate potential violations, and ensure trading integrity. An expert on financial industry regulations, I analyze trading data, conduct UAT on surveillance systems, and implement compliance procedures. Regulatory Competencies SEC FINRA Trade Reporting Rules cross-border requirements Volcker Regu...

Tags for this Online Resume: Equities, Business Objects, Microsoft Office, Software, Acceptance Testing, Compliance, Documentation, Equity, Financial, Financial Industry, finance, audit

Business Analyst - 8 Years of Experience

PROFESSIONAL SUMMARY: * Extensive Business Analyst/Project Management experience in investment banking with a strong finance background.. Heavy QA and project management experience with regulatory, credit risk, general ledger, financial reporting and treasury applications. Broad and deep experience with all aspects of the SDLC from planning through implementation and support, including business requirements gathering, docum...

Tags for this Online Resume: Applications, Management, Information Technology, Structured Query Language, Support, Business Analysis, Business Analyst, Business Requirements, Derivatives, Documentation, sql, java, linux, javascript, it jobs, c#, c++, agile, html, software

Financial Specialist - 20 Years of Experience - Near 07047

Summary of qualifications: Possess Knowledge of Fixed Income and Equity Securities. Compliance Marketing Materials Review/Approvals * Investment Company/Advisers Act 1940 Charles River and Sentinel Latent Zero rule library coding/surveillance. Spearhead the creation of new attributes for implementation. Proficient in rule construction/Bloomberg navigation. Extract restrictions from Prospectus/SAI's/KAGB German Regulations/C...

Tags for this Online Resume: Compliance, Fixed Income, Advertising, Asset Management, Audit, Bloomberg, KYC, finance, compliance legal/aml/bsa/kyc/advertising and marketing, Custody, compliance,AML/BSA/OFAC, advertising and marketing

Business Analyst - 7 Years of Experience - Near 10038

SUMMARY: * 7+ years of Industry experience as a Business Analyst with solid understanding of Business Requirements Gathering, Evaluating Data Sources, Translating Requirements into Specifications, Application Design. * Extensive experiences in Investment Banking, Online Banking and Financial Services projects specialized in Securities Trading (stock trading, fixed income trading, and derivatives trading), wealth management ...

Tags for this Online Resume: Business Analysis, Business Analyst, Business Requirements, Gathering Requirements, Requirements Gathering, Aml (Macro Lang), Compliance, Derivatives, Tableau, Tableau Software

Project Manager / Program / Product Manager - Atlanta

Business Technologist/ Program-Project Manager Fluid Knowledge of the IT Consultative Process with High-Profile International Clients Hands-on and results-driven senior enterprise and customer-facing IT product management and deployment professional with more than 20 years’ experience with the highly-coveted blend of business savvy and technical proficiency. Highly passionate for developing and launching new products from...

Tags for this Online Resume: Consulting, Accounting, Distribution, Point Of Sale (Pos), Billing, Integrate, Acquisitions, Business Intelligence, CIO, Customer Relationship Management, sql, linux, it jobs, c++, agile, software, Informix, Oracle, SDLC, OSS, BSS, FINANCIAL MANAGEMENT, java, JIRA, .NET, c#, html, javascript, ADOBE, CRM, SALESFORCE.COM, CISO, RTC, SIP, RTP, VOIP, CTO, Webb CONFORENCING, TOP CIO

Accountant

Accounting & Finance Resumes - Accountant Resumes - ,

Summary: Controller with extensive Finance and Operations leadership experience. Demonstrate professionalism, passion, integrity, team work, and being highly organized in a fast-paced environment. Successfully manage teams, functions and projects, while achieving and maintaining maximum results on ROI with focus on cost savings opportunities, efficiencies, controls, knowledge sharing, respect and inclusiveness. Strong knowl...

Tags for this Online Resume: General Ledger, Management, Accounts Payable, Corporate Accounts, Equities, Fixed Income, Front Office, Prime, SAP, Reconciliations

Insurance Sales Manager

Insurance Resumes - Insurance Sales Manager Resumes - Prescott, AZ

SUMMARY OF QUALIFICATIONS Over 25 years of successful experience in the Insurance Claims Industry. In-depth knowledge of insurance policies and legalities as demonstrated by leadership and experience in * Liability Claims (Commercial Auto and Property), Workers Compensation, BI, Litigation (Auto Liability, Commercial, E&O, D&O), General Liability, Subrogation, Med-pay/PIP, Appraisal (Auto PD, Commercial, and Property), Arbi...

Tags for this Online Resume: Insurance, Life Insurance, Complaints, Litigation, Management, Licensing, Sales, Sales Training, Training, Audit

Customer Service Supervisor - 20 Years of Experience - Near 60423

Other Resumes - Not Listed Resumes - Frankfort, IL

Qualifications: * Self- motivated and experienced Financial Representative with a proven track record supervising policies, procedures and risk regulations mandated by the SEC, FINRA and financial investment firm. * Solve complex customer issues and educate the customer on the firm's policy with respect to SEC and FINRA regulations. * Mitigate risk for the investment firm and customer to protect both from fraud.

Tags for this Online Resume: Financial, SEC, Securities and Exchange Commission (SEC), Back Office, Customer Service, Deposits, Management, Risk Management, Fraud, Insurance, customer service representative

Financial Manager - 20 Years of Experience - Near 07746

Management & Business Resumes - Financial Manager Resumes - Marlboro, NJ

SUMMARY OF QUALIFICATIONS An accomplished background in a sophisticated investment environment, with experience in trading, analysis and portfolio management. Developed expertise in technical and fundamental analysis. Built a consistently successful record in attaining positive returns in diverse industries, including technology and entertainment, encompassing diverse instruments, such as equities, options, fixed income pro...

Tags for this Online Resume: Budgeting, Financial Statements, Endeavor, Financial Services, Investment Opportunities, Services, Equity, A SERIES, Financial, Emerging Markets

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