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Online Resumes with "FINRA "
Customer Service Manager - 20 Years of Experience - Near 07059
A leader in the financial services/asset management industry, experienced at Asset Management, Broker Dealer Strategy and Client/Investor Services consistently delivering quality results. Accomplished at managing diverse business units, and diverse groups of people, to help organizations grow through process change. Fosters an environment of empowerment with high employee involvement, motivation and morale. FINRA Licensed: ...
Tags for this Online Resume: Process Improvement, Series 24, Asset Management, Mutual Funds, COO, Operations, Managing Director, Client Experience
Senior Level Institutional Business Developer and Salesperson - 20 Years of Experience - Near 80303
To Whom it Concerns: I am interested in a Senior level Business Development position with a growing firm in an exciting industry. Significant International/Domestic Travel is not a negative. Should you call you will immediately discern my exceptional verbal, human and sales skills.
Ideal Companies: Large Financial Companies or other Industries needing Superior Business Development skills
Tags for this Online Resume: Denver/Boulder, Institutional Sales, Senior level, Rainmaker, Trusted, Team player, Self Motivated, Transparent, Professional
Program Manager - 11 Years of Experience - Near 07643
Digital Project Manager with in depth expertise with digital marketing, enterprise enablement, and website development projects in the insurance and financial services industry. Expertise in Agile (Scrum, Kanban) and Waterfall project management methodologies in order to produce high quality deliverables. Areas of expertise include issues management, risk management, requirements documentation, conflict resolution, regul...
Tags for this Online Resume: PMP, Project Manager, Series 24, CSM, digital, marketing, Scrum, Financial Services
Credit Analyst - 20 Years of Experience - Near 07730
Accomplished & dedicated brokerage operations with expertise in Margin. Highly regarded as the consummate customer service specialist, & trains other employees in successful techniques on behalf of employers and FINRA regulations. Known for a proactive & positive attitude, & for a willingness to assist others.
Tags for this Online Resume: financial , operations, New Jersey, Back office, Margin, brokerage, Data Entry, Management, BPS, Coding, Compliance, Legal, Litigation, Microsoft
Compliance Officer / Manager - 20 Years of Experience - Greater New York Area
An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...
Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance
Program Manager - 4 Years of Experience - Near 19153
7+ years experience in project management and new product development and implementation, research and analysis healthcare legislative policy and regulation, Affordable Care Act (ACA), Medicare operational compliance. Innovative and collaborative though leader with the ability to build and maintain strong relationships 5+ years experience in academia as Teaching/Research Assistant for a tenured faculty member at the ...
Tags for this Online Resume: Project Management, Product Implementation, C/C , Java, Compliance, Regulatory Research, Strategy Analysis
Financial Manager, Branch or Department - 20 Years of Experience - Near 32708
A management professional with extensive experience and strong business background developed through managing staff in various financial positions. A visionary with the ability to serve as a catalyst for profitable and orderly workforce change having excellent organizational and administrative skills necessary to function effectively in any business environment. Solution oriented with an eye toward increased productivity ...
Medical or Health Services Manager - 20 Years of Experience - Near 34639
I am a recent graduate of Saint Leo University's MBA program with an emphasis on Healthcare Administration. My goal is to change careers moving into healthcare management.
Tags for this Online Resume: MBA, FINRA Series licenses
Finance/Banking/Investment - 11 yrs exp - 100k+
To continue my career with a company that will utilize my leadership, management and administrative skills as well as sharing my years of experience and abilities in the financial industry effecting mutual employee and employer growth and success.
Ideal Companies: Wells Fargo, Citibank, Charles Schwab, Merrill Lynch, Fidelity, Morgan Stanley, US Bank, Vanguard
Tags for this Online Resume: Management, Finance Manager, Client Manager, Banker, Private, Investments, Wealth, Business, Specialist, Auditor, Commercial, Loans, Mortgage, Line of Credit, Credit, Sales, Relationship Manager, Relationship Banker, Relationship, Financial, Audits
Accountant
A management or executive level position in accounting or finance where I can utilize my financial reporting, analysis, information systems, grants management, and other skills in a corporate or nonprofit setting.
Ideal Companies: Merck, Prudential, Internal Revenue Service, Verizon, Comcast, KPMG, New Community Corporation, Urban League, Community Food Bank of NJ, Bank of America, Wells Fargo, PNC Institutional Investments, Linden Board of Education, City of Linden, Borough of Roselle, Conoco Phillips 66,
Tags for this Online Resume: Financial Reporting, senior accountant, Financial Analysis, Grant-writing, Effective Communications, Budgeting, Strategic Planning
Lawyer - 13 Years of Experience - Near NYC
Attorney with unique litigation, corporate finance and regulatory experience. Recognized as an extensively experienced senior litigator, transactional attorney and regulatory specialist with over twelve years of proven success in bench and jury trials, and at the appellate level, winning in court as well as at the negotiating table. After building a successful small law practice I am looking to transition to back to an in...
Tags for this Online Resume: Securities Law , Regulatory Compliance , FINRA and NYSE Rules, New Jersey, Anti-Money Laundering and Bank Secrecy , U.S. FDA laws, Federal Food, Drug, and Cosmetic Act
Operations Manager - 17 Years of Experience in complex manufacturing environments- Indianapolis
Seasoned, versatile and performance-focused professional, offering extensive experience in lean manufacturing management, business processes optimization, employee development, and client relationship. Resourceful problem solver with the ability to conceptualize cost-effective solutions to challenging situations. Highly effective leader and team builder, with outstanding communication, negotiation, and organizational skills...
Ideal Companies: RR Donnelley, UN Communications
Tags for this Online Resume: Effective Communicator, Lean MFG, Budget/Risk Management, Quality Assurance, Visionary Leadership, Champion of Safety Initiatives, Talent evaluator and developer, Results Driven
