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Online Resumes with "Compliance Officer "



Chief Compliance Officer

Twenty five years of the financial services industry.

Ideal Companies: Any honest NASD Member Firm. There are fewer of them than you think

Tags for this Online Resume: COMPLIANCE

Compliance Officer - Securities Industry

Securities industry, legal and regulatory experience

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,

Tags for this Online Resume: Examiner, Compliance, Financial, Legal, Securities, Investment, Investment Adviser, Broker-Dealer, SEC, NASD, NYSE, SIRA

Sr. Compliance Officer

Professional, Analytical, Personable, Reasonable, resourceful.

Ideal Companies: US Bank, Wells Fargo, Transamerica, Securian, Varde, Deephaven (knight), any invesment bank etc.

The Sigmund Freud of HR

Detailed-oriented human resources administrator possessing excellent organizational, interpersonal and communications skills.

Ideal Companies: Non profit

Tags for this Online Resume: Human Resources

The King of Telecomm

Results oriented professional offering over 20 years of experience in customer service and regulatory and operational risk management. Dynamic professional, recognized as a catalyst for change and success in identifying areas of improvement, steering operations and implementing sound business solutions to achieve strategic objectives.

Ideal Companies: Telecommunications, Cable Television, Broadcasting

Tags for this Online Resume: Broadcasting, Compliance, Business Development, Public Affairs

Bank Operations Professional

My dream job would be with an organization that has potential for growth and opportunity. This company needs to be supportive of higher education, especially since I'm currently enrolled in college and working towards my Accounting Degree. It should have clean, friendly and functional environment. It would also be nice if they offered mentors and training.

Ideal Companies: Foreign and Commercial banks, small or large. Financial institutions

Tags for this Online Resume: Diligent, Responsible, Crafty, Experienced, ACAMS Member, Resourceful, Team Builder, Accountable

Featured Profile

Operations,Production Manager, Manager of Supply,Logistics, and Admin

Looking for a new career just separted from the Army National Guard Active Duty with 23 years. Want to move family back to Georgia. Work 1st shift. Looking for a fulfilling job that I enjoy.

Ideal Companies: Itt Defense Ft. Benning Ga, Civil Service Ft. Benning Ga

Tags for this Online Resume: Supply, Admin, Manager, Production, Operations Manager, Property Book, Forklift Driver, Mobilization readiness, Property requistion, logistics, training, Inventory

Well seasoned, experienced EMT

I am looking for a job that will allow me to draw from my years of experience doing "street EMS" as well as the skills I learned doing medical transportation. I have spent 12 years doing Critical Care Transportation of adults and pediatrics, I would enjoy working as a supervisor, preceptor or in other management capacity. I enjoy an environment that is changing and nonstatic.My career goals are to mentor young EMTs in the ...

Ideal Companies: Not sure

Tags for this Online Resume: management

Safety officer

Highly motivated individual with communication and leadership skills, resourceful, loyal and creative

Ideal Companies: U.S. Government Agencies

Tags for this Online Resume: environmental compliance officer, Hazwoper, technacal transportation of hazardous materials, hazardous materials drivers training course, ADR, International transportation of dangerous goods

Experienced Compliance Manager/Officer - OSJ Assessments, FINRA regulations, Suitable sales

Seeking an opportunity to apply my vast experience and knowledge at a company with dedication to increasing suitable sales of financial products to their client base.

Tags for this Online Resume: Compliance, Financial Services, Brokerage, Series 24, FINRA, SEC

Attorney

Seeking a challenging position as an in-house counsel or compliance officer

Ideal Companies: Fox, Sony, Aetna, Wellpoint

Tags for this Online Resume: Litigation, Compliance, ERISA, Advise, Counsel, Negotiations

Compliance Officer