With 25+ years of financial services experience in Mutual Funds, Partnerships, SMAs & other investment products. I have consistently translated investment ideas and overcome operational barriers, bringing tangible, quantifiable and proven results to an organization and its clients, through operations service and IT solutions. I have worked with products having assets under management, under $100milion to over $1billion, and managing staff and portfolios of 3-250 and 3-300+, respectively, managing a multi-million-dollar departmental budgets. As a Senior Executive for operations and development, and one of the designers of the original ETF (SPY) for State Street, I bring my knowledge and experience to an organization to enhance the P&L, increase client satisfaction, and retain and acquire new clients by means of quality service and product delivery, and through effective change management and resource retention critical to keeping pace with everchanging market needs. My experience has resulted in bringing to an organization: 1) Enhanced operational efficiencies to reduce operating costs, 2) New products/services increasing revenues and market share, and 3) Expansion of revenues via growth, acquisitions and new product development, which are all designed to translate into bottom line results, through effective management and ut

COMPANY	POSITION HELD	DATES WORKED
Syntax Advisors, LLC	Senior Vice President Of Operations, Implementation And Development	10/2016 - 9/2019
BNY Mellon	Managing Director	9/2009 - 9/2013
Citi	Senior Vice President	9/2007 - 9/2009
Balanced Corporate Solutions Llc	Contracted By Whitridge Associates	5/2004 - 12/2019
State Street Corporation	Senior Vice President	9/1986 - 9/2003
The Boston Company (Thebostoncompany.Mellon.Com)	Assistant Vice President	9/1980 - 9/1986

SCHOOL	MAJOR	YEAR	DEGREE
Suffolk University	MBA	1986	Master Degree
Northeastern University	Accounting	1980	Bachelor Degree
Northeastern University	Aviation Technology	1980	Associate Degree

TYPE	TITLE	URL	DESCRIPTION
Website	IMA	media url	Institute of Management Accountants

Highlights:

▪ Product/Process Development ▪ Technology Development ▪ Operations Management/Accounting ▪ Infrastructure planning and execution ▪ Treasurer and Financial Officer ▪ Client Service, Sales and Marketing ▪ Conversion/Integration Management ▪ Board Presentation ▪ 40 Act Regulatory and Tax Compliance ▪ Documentation, Training, & Testing

Companies I like:

State Street, BNY Mellon, CITI, Eaton Vance, ALPS,

Leadership
Problem Solving
Change Management
Use of Development tools as a critical path to success
Board Presentations
Executive Presentations
Budgeting
Personnel Selection
Mentoring
Problem Solving
Team Building
Recognition of skills and fostering advancement

• Consulting
• Application Development
• Business Plan
• Financial
• Accounting
• Custody
• Fund Accounting
• ETF Development
• ETF Operations
• Product Development
• Process Development
• Operations Management
• Change Management
• Conversion Management
• 40 Act Operations
• Compliance and Tax
• Technology Development
• Prototyping
• Database management and design
• Client Service
• Board Presentations
• Documentation
• Training
• Software Testing
• MS Access
• SQL
• MS PRoject
• MS Visio
• MS Word
• S PowerPoint
• Contract and Fee Negotiations
• Prospectus and SAI Drafting and Review
• RAD/Agile and Waterfall development
• Applications Design and Programming
• Infrastructure Planning
• Board Presentaions
• Fund Treasurer
• Fund Advisor Operations
• Fund Administration Operations

▪ Operations, Consulting and Technology for: * Exchange Traded Funds (ETFs & ETPs Original Developer of SPY the “AMEX Spider”) * Actively Managed ETMF (Eaton Vance - NextShares™) * Stratified ETF (Syntax Advisors SSPY) * ETP Firsts: SPCR-Market Cap ETF Product, Stratified, Actively Managed, US-Global, Offshore, Sector, and more * Asset Types: US and Global: Equity, Debt, Money Market, Commodity, Balanced, Options, Futures, Sector/Specialty ▪ Operations Development for first Stratified ETF (Syntax Advisors, LLC) ▪ Created the Business Plan and launched State Street Fund Administration Business ▪ Operations Manager for Accounting & Administration operations and some of the largest client conversion plans ▪ Held the position of Fund Treasurer and officer for select US Mutual Fund clients. ▪ Development of Internet based, Workstation and Mainframe systems and applications, including: * ETF Basket and Cash Component calculations * ETP Settlement and Collateral Processing platforms integrated to Exchanges, Brokers and DTCC/NSCC * Collateral Control Platform and Instruction Authorization Technology * Cash Reconciliation * Aggregate Tax Allocation system for Partnerships * Multicurrency Accounting and Pricing Systems * Performance and Returns system for Investment Companies, and more * Master Feeder and Multi Class Funds