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Were you looking for series-7 job results?
Click Here to search for series-7 in our 2.4M jobs.
Online Resumes with "series 7"
Chief Financial Officer - 18 Years of Experience - Near 33431
Tags for this Online Resume: Series 7, Series 24, Series 27, Series 65, ESOP, VBA, Database, Hedge Fund, Fund of Funds, SQL, Quickbooks, Peachtree, Broker Dealer, Back Office, Middle Office, Fixed Income, Trading, Audit, Regulatory, Controls, Compliance, Automation, Accounting, NAV
Executive Assistant - 20 Years of Experience - Near 28214
licensed series 7,63 fianancial advisor
Tags for this Online Resume: brokage associate, investment banking, wealth management, executive assistant
Customer Service Manager - 20 Years of Experience - Near 07059
A leader in the financial services/asset management industry, experienced at Asset Management, Broker Dealer Strategy and Client/Investor Services consistently delivering quality results. Accomplished at managing diverse business units, and diverse groups of people, to help organizations grow through process change. Fosters an environment of empowerment with high employee involvement, motivation and morale. FINRA Licensed: ...
Tags for this Online Resume: Process Improvement, Series 24, Asset Management, Mutual Funds, COO, Operations, Managing Director, Client Experience
Inside Sales Representative - 12 Years of Experience - Near 07024
Tags for this Online Resume: Managing director, Series 79, Alternative , Finance, Series 7, Technology, Venture capital, Startup
Compliance Manager - 7 Years of Experience - Near 30009
Tags for this Online Resume: fraud, customer services, series 7, series 99
Insurance Sales Agent - 12 Years of Experience - Near 33308
I have been employed in the Banking business as a Financial Advisor since 2003. I very much enjoyed that position and I excelled in performing my duties. With the bank meltdown in 2009, my payout was cut dramatically in 2009 (as Citigroup stock dropped to $.98) which forced me to go independent. I was never happy as an independent. I left the industry, and pursued other business models. My Series 7, 63, and 65 lice...
Tags for this Online Resume: Financial Advisor, Series 7, Stock Broker, RIA , Series 65, Insurance
Personal Financial Advisor - 17 Years of Experience - Near 40014
Tags for this Online Resume: CFP, Series 7, Series 63, Series 65, Health
Senior Level Institutional Business Developer and Salesperson - 20 Years of Experience - Near 80303
To Whom it Concerns: I am interested in a Senior level Business Development position with a growing firm in an exciting industry. Significant International/Domestic Travel is not a negative. Should you call you will immediately discern my exceptional verbal, human and sales skills.
Ideal Companies: Large Financial Companies or other Industries needing Superior Business Development skills
Tags for this Online Resume: Denver/Boulder, Institutional Sales, Senior level, Rainmaker, Trusted, Team player, Self Motivated, Transparent, Professional
Account Executive - Business Development - 15 Years of Experience - Near 45069
I want a demanding/rewarding opportunity where I can make my mark. I am looking to fully immerse myself in a situation which will require maximum effort and challenge me to raise my bar. My focus is not so much starting salary but total compensation; I want to be able to shoot for six figures.
Tags for this Online Resume: Cincinnati, innitiator, highly intelligent, integrity, CompTIA Project , writer, communicator, relationship builder
Program Manager - 11 Years of Experience - Near 07643
Digital Project Manager with in depth expertise with digital marketing, enterprise enablement, and website development projects in the insurance and financial services industry. Expertise in Agile (Scrum, Kanban) and Waterfall project management methodologies in order to produce high quality deliverables. Areas of expertise include issues management, risk management, requirements documentation, conflict resolution, regul...
Tags for this Online Resume: PMP, Project Manager, Series 24, CSM, digital, marketing, Scrum, Financial Services
Compliance Officer / Manager - 20 Years of Experience - Greater New York Area
An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...
Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance
Financial Analyst - 15 Years of Experience - Near 77086
Tags for this Online Resume: Houston, Banking, Investment, Oracle, Finance, Series 7, Brokerage, Accounting
