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Online Resumes with "finra"
Financial Analyst - 20 Years of Experience - Near 11434
I am a Financial Services Professional who has 20 plus years experience Front office and Depository reporting. Expertise in finra reporting
Lawyer - 1 Years of Experience - Near 06405
Tags for this Online Resume: Securities Law, FINRA, SEC, Contract, Corporate, Business, Transactional, Compliance
Legal Assistant - 20 Years of Experience - Near 33403
I seek a position wherein I can utilize my legal and interpersonal skills to make a positive impact upon a fast paced, forward thinking organization. I have extensive experience in the legal field with my expertise in litigation both in the State and Federal courts. I have knowledge of commercial, construction, employment, personal injury, workers’ compensation, securities and probate law. Additionally, I am well versed in ...
Tags for this Online Resume: Legal Assistant, Paralegal, West Palm Beach, Administrative Assistant
Marketing Manager - Over 15 Years of Experience - Chicago
Accomplished marketing professional with over 15 years marketing experience and proven skills developing and implementing successful marketing campaigns.
Tags for this Online Resume: Direct Mail, Email, Brand, Financial Services, P, Creative Development, Marketing Strategy, Chicago
Sales Manager - 20 Years of Experience - Near 43017
Accomplished Sales Management Executive, with extensive senior-level experience in all aspects of account management, business development, compliance, relationship development and revenue generation within the brokerage and investment management industry. Consult effectively with client management to effectively prioritize activities and achieve defined objectives, with the ability to translate client requirements into sal...
Ideal Companies: JPMorgan Chase & Co, PNC Bank, FINRA, SunTrust, Northern Trust, Fidelity, Vanguard, BNY Mellon, Wells Fargo, Franklin Templeton, LPL, Nationwide, American Funds, Federated
Tags for this Online Resume: Managing Director, Director, Sales Manager
Chief Financial Officer - 20 Years of Experience - Near 44122
To Identify & Create Significant Shareholder/Stakeholder Value!
Ideal Companies: smuckers, nestle, KPMG, E&Y, Deloit & Touche, Arcelor Mital, GE, BHSF, AT&T, Cleveland Cliffs, General Motors, Ford
Tags for this Online Resume: Executive, Manager, Operations, Director, Vice President, VP, CFO, COO, Management, PWC
Financial Sales/Sales Management - 30 Years of Experience - Near 80234
Tags for this Online Resume: Denver, annuities, FINRA, Sales Management, mutual funds, Financial Institution Channel, Representative
Why consider adding me to your Operations or Customer Service teams as a Client Support Associate?
I am a seasoned client services professional experienced with client administration and who values relationships as much as revenue. I am also a talented professional who have "walked the walk" in large, complex organizations and made an impact with small companies with my benefits derived from solutions based on best practice experience. I am a champion of client objectives and consultative strategy development and am inte...
Ideal Companies: Citigroup, Wachovia, Fidelity, E-Trade, Charles Schwab, Bank of America, HSBC, Merrill Lynch, Barclays, Wells Fargo, Neuberger Berman, PNC, Credit Suisse, Deutsche Bank, Goldman Sachs, Broadridge, FINRA, Scottrade, UBS, AIG, Alliance Bernstein, Computershare, TDAmeritrade, Blackrock
Tags for this Online Resume: client services, operations associate, client relationship manager, CRM, ADP, ACD
Controls & Compliance Manager, Annapolis, MD
Utilize my background and experience in operations and compliance oversight and supervision in the investment and insurance industry.
Tags for this Online Resume: investments, securities, operations, oversight, FINRA, registered principal
Financial Manager, Branch or Department - 20 Years of Experience - Near 10005
Over 25 years of management and leadership experience in financial industry, achieved exemplary results, profitability and organizational efficiency for global institutions: Goldman Sachs, Morgan Stanley/Dean Witter, Bank of America/Merrill Lynch and others. Additionally, has worked with New York Stock Exchange on every major technology upgrade and platform enhancement to guarantee seamless transitional protocols for all ha...
Tags for this Online Resume: Leadership, Innovative Thinking, Strategic Planning , Operations Management , Negotiation, Efficiency Improvement , Relationship Building , Regulatory Compliance
Marketing - 11 Years of Experience - Near 11238
I am an award-winning Branding and Marketing Project Manager with over 11 years of experience in Finance managing international projects in Communications, Account Management, Media, Client Services, Corporate Sponsorships, Sales, Sports Marketing and Event Management. I am trilingual and spent 4.5 years in Milan, Italy at a global financial institution working on a Management Consultancy project formulating and managing t...
Tags for this Online Resume: Event, Sponsorship, Marketing, Brand, Account Management, Administrative, New York, Project
Broker/Business Development Director/Partner - 8 Years of Experience - Near 60611
Dynamic professional possessing a proven track record of superior performance, seeks to utilize expertise in Business Development and Sales, Financial Analysis/Modeling, Commercial Real Estate Brokerage & Development, Contract/Lease Negotiations, Property Management, Accounting/Tax Advisement, Manufacturing Consulting, Law, or Valuation to drive key initiatives/profitability within a progressive organization.
Ideal Companies: Dow Jones, Goldman Sachs, William Blair, The John Buck Company, Duke Real Estate, Jones Lang LaSalle, Apartments.com, Landmark Dividend, Assemblers, Transwestern, Golub, Magellan, AMLI, CoStar, Equity, OMD, Tishman Speyer, BP, CME Group, Wrigley, Sidley Austin, Fidelity Title, Stewart Title, JP Morgan, JP Morgan Chase, Neuberger Berman, FactSet, Robert Half, CBRE, NAI Hiffman, SalesForce
Tags for this Online Resume: Chicago, Microsoft Office, Business Development, CRM, Attorney, Consultant, Account Executive, Director, Partner, Tax, Broker, Sales, Writing, Excel, Word, PowerPoint, Outlook, Cold Calling, Social Skills, Networking, B2B Sales, C-Level Executives, Land Development, SalesLogix, ACT
