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Online Resumes with "compliance operations"



Accountant - 15 Years of Experience - Near 19425

Risk Management senior leader with extensive control testing, regulatory compliance, operational and process improvement experience in the financial services and e-commerce industries. Consistently partners with internal and external key stakeholders to influence change in a collaborative approach with a focus on improving the control environment. Enjoy and excel at providing value added recommendations to mitigate risk, ga...

Chief Operations Officer / Compliance / BSA Officer- 20 Years of Experience - Orange County CA

Experienced Banking Operations Professional with expertise in BSA, Regulatory Operations Compliance and Operations Administration, including oversight of Cash Management, Central Operations and the branch network.

Tags for this Online Resume: AML/BSA, Operations, Compliance, AAP, Orange County, Las Vegas, Risk

Financial Manager, Branch or Department - 12 Years of Experience - Near 14424

An accomplished professional with over 15 years in credit and collections, customer service, export compliance, operations and finance. Mid-manager/individual contributor with expertise in accounting operations, process improvement, reporting & analysis, systems implementations, and supply & distribution. Work experience across many industries including industrial, banking, technology and software, industrial products and...

Human Resource Training Specialist - 20 Years of Experience - Near 34465

An experienced professional with 23+ years of hands on skills in gap analysis, curriculum design and training development utilizing the Systematic Approach to Training (SAT), focusing on ADDIE for the process of training development and management of programs. Management of workforce/talent development programs, quality/performance improvement, safety compliance, operations, staff, facility, budget, marketing, design, devel...

Tags for this Online Resume: Florida

Controller / Accounting Manager

Energetic and goal-driven Controller / Accounting Manager with demonstrated strength streamlining closing and reconciliation processes, collaborating with public accounting firms and converting ERP systems, while reducing closing times and improving accuracy and quality. Proven results implementing procedures, while collaborating with cross-functional teams on new product lines, delivering clean audits, maintaining complia...

Tags for this Online Resume: San Diego, Finance, Controller, Accounting Manager, CPA, ERP

Featured Profile

Manager - 20 Years of Experience - Near 33131

Global IT executive evaluating leadership opportunities. Goal is to have a significant impact in a large firm. Accomplished, impactful executive with domestic and international experience in IT operations, P&L oversight, and Outsourcing strategies involving both start-ups and growth companies. Track record of growing customer revenue and bottom line while spearheading technology-enabled operational improvements to drive...

Ideal Companies: Either a global Technology/Telecom service provider or Financial services institution. Both are undergoing significant transformation and therefore my experience would be invaluable in establishing new value-added services.

Tags for this Online Resume: CIO, EVP Technology, EVP Sales , Outsourcing, CLOUD Services, Datacenter services, Managed services, Project Management, IT Outsourcing

Well-rounded Transactional Attorney with Signiifcant Tax and Process Experience

A detail-oriented and proactive problem-solver with a proven track record of successfully handling multiple high-priority tasks simultaneously, managing heavy case volumes, and developing comprehensive process systems in a rapidly-changing environment. I have experience in multiple legal areas, including transactional corporate, taxation, litigation, and real estate, as well as substantive experience in mortgage banking, c...

Tags for this Online Resume: Tax, Estate Planning, Contracts , Business, Process Management, Litigation Management , Real Estate , Banking

Senior Compliance Analyst - 15 years experience - Dallas/Fort Worth, TX

Manager and senior analyst experienced in compliance, operations, and business support; committed to increased company efficiencies and cost savings for any employer. Heightened aptitude for legal, risk, accuracy, and regulatory awareness; discriminating ability to restore order from chaos. Career backed with experience and a BA in Business Administration/Management.

A never quit attitude

A leader with exceptional communication skills. Resourceful, and creative

Ideal Companies: A successful and reputable company

Senior Vice President - 20 Years of Experience - Near 75078

Senior leader with more than 20 years experience in the financial services/mortgage industry at a national level. Excellent change leader with deep business acumen in change management, project management, process design, regulatory compliance and operational risk. Vendor management, testing programs and script governance, offshore design, implementation and management ( India and Mexico). Strong communication skills, po...

Tags for this Online Resume: Change management, project management, vendor management, mortgage , compliance, risk, offshore

Insurance Underwriter - 20 Years of Experience - Near 08902

Insightful, intuitive, analytical, and responsive with a proven history of success. Creative and persistent problem solver who thrives on challenges, is calm under pressure and gets the job done. Confident, versatile and resourceful team player who possesses outstanding communication and interpersonal skills. Hands-on & empowering leader and coach, organized & thorough planner and effective negotiator dealing easily with a...

Tags for this Online Resume: Underwriting, Customer Service, Operations, Leadership, Profitability, Expense Control, Customer Experience, Project Management

Compliance Officer / Manager - 20 Years of Experience - Greater New York Area

An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...

Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance