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Online Resumes with "brokerage investments"
Registered Operations & Client Services Specialist
Full-time employment in Walnut Creek area with stock brokerage, investment advisory firm or bank.
Tags for this Online Resume: AXYS/Advent, ACT, MS Office
Securities Brokerage, Investment Advisory Services, Financial Services
I wish to continue my career growth in the Financial Services industry.
Featured Profile
Quality Assurance
Highly motivated QA Analyst with more than nine years of experience in applications related to Health Care, Property and Casualty (P&C), Financials, Trading, Brokerage, investment banking and Pharmaceutical Industry. Possess strong expertise in developing and implementing test strategies, test plans and test cases and defect tracking. Expert in manual and automated testing on Health Care, financials, P&C and Pharmaceutical ...
Regional Manager, Compliance Professional, Branch examiner
Compliance professional with over 15 years experience in the securities industy including both traditional brokerage and Investment Advisory.
Tags for this Online Resume:
Supervision, Rodk Management, Compliance, Sales Supervision
Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
Financial Brokerage, Investment Mangement & Trust Operations
To find a position that can utilize all of my back office operation experience, dependable/reliable
Human Resources Executive - 20+ years Experience - NY Metro Area
Human Resources executive with 20+ years experience in property/casualty insurance, securities brokerage/investment banking, legal services, and public utility industries. Experience offers a blend of strategic vision and hands-on implementation in all facets of HR management and leadership:
• Strategic development of HR function focused on organizational growth objectives
• Benefits, compensation, executive compensation a...
Featured Profile
Featured Profile
Experienced financial advisor and trust and estates attorney
I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.
Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike
Tags for this Online Resume:
Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65
Quality Assurance
Highly motivated QA Analyst with more than nine years of experience in applications related to Health Care, Property and Casualty (P&C), Financials, Trading, Brokerage, investment banking and Pharmaceutical Industry. Possess strong expertise in developing and implementing test strategies, test plans and test cases and defect tracking. Expert in manual and automated testing on Health Care, financials, P&C and Pharmaceutical ...
Regional Manager, Compliance Professional, Branch examiner
Compliance professional with over 15 years experience in the securities industy including both traditional brokerage and Investment Advisory.
Tags for this Online Resume:
Supervision, Rodk Management, Compliance, Sales Supervision
Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
Financial Brokerage, Investment Mangement & Trust Operations
To find a position that can utilize all of my back office operation experience, dependable/reliable
Human Resources Executive - 20+ years Experience - NY Metro Area
Human Resources executive with 20+ years experience in property/casualty insurance, securities brokerage/investment banking, legal services, and public utility industries. Experience offers a blend of strategic vision and hands-on implementation in all facets of HR management and leadership:
• Strategic development of HR function focused on organizational growth objectives
• Benefits, compensation, executive compensation a...
Featured Profile
Featured Profile
Experienced financial advisor and trust and estates attorney
I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.
Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike
Tags for this Online Resume:
Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65
Featured Profile
Experienced financial advisor and trust and estates attorney
I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.
Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike
Tags for this Online Resume:
Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65
Experienced financial advisor and trust and estates attorney
I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.
Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike
Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65
