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Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulatory and Compliance Professional (CRCP), which I obtained through Wharton. I believe with my experience, credentials and skill set, that I could provide a value added service to your company. I look forward to exploring this opportunity further with you. Thank you for your consideration.
Administrative Services Manager
About Me
Industry: |
Management & Business |
|---|---|
Occupation: |
Administrative Services Manager |
Education level: |
Certification |
Will Relocate: |
Yes |
Location: |
Rockford, IL |
