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Online Resumes with "Series 7 24 63"



Featured Profile

Senior Sales Manager- MBA and Bachelor of Arts in Economics-20+ years of sales leadershipin Financial Services Industry

Sales leadership, National Sales Mgr, or Divisional Sales Mgr position in Financial Services arena, specifically in Managed Money, Mutual funds or annuities.

Ideal Companies: Nationwide, Legg Mason, Wells fargo, merrill lynch, smith barney, lincoln financial, Met Life,

Tags for this Online Resume: Relationship Management, Team Builder, Financial Services, Leadership, Sales Leader, Sales Management

Looking for something new

Experenced, flexable sales and trading professional, with long standing managerial skills

Ideal Companies: Merrill Lynch Wachovia Bear Stern Gpldman sache

Tags for this Online Resume: Brokerage, management, underwriting municipal debt

Fixed Income Trader/Sales

Seeking a position with a Financial Services Company, wherein my 21 years of experience and large network of contacts can be utilized to help a firm maintain and grow its business.

Tags for this Online Resume: Fixed Income, Trader, Sales, Bloomberg Proficient, ECN Proficient, Series 7,24,63

Systems guru

Ideal Companies: Fidelity, Schwab

Tags for this Online Resume: Consultant

Senior Level Investment/Financial Professional

Senior level position to build upon my specialized and intensive institutional investment management experience from Bank of New York Mellon and Rockwell International Corporation, and Operational Risk Management experience at KeyCorp. Extensive experience in complex defined benefit and defined contribution retirement plan investment management, risk management, financial analysis and accounting, capital markets, complianc...

Tags for this Online Resume: ARCHER, GRC, MPT, VAR, Investments, Investment, Risk, Compliance, Wealth, Portfolio, Fiduciary

Featured Profile

Financial Manager, Branch or Department

Tags for this Online Resume: Finra series 7,24,63 and 55, AML compliance, Options, equity

Featured Profile

Senior Commercial Credit Analyst - 15 years experience

As a Financial professional with over fifteen (15) years of diverse background in the commercial loan field, including sales, origination of loans, underwriting, loan reviews, appraisal reviews, and managing a loan portfolio. Knowledge of statutory and management reporting.

Ideal Companies: Financial Institutions

Tags for this Online Resume: Cash Flow, Excel, Asset Management, Discounted Cash Flow, Appraisal Reviews, Loan Reviews, direct and indirect capitalization techniques

Compliance Officer / Manager - 20 Years of Experience - Greater New York Area

An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...

Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance

Managing Director - 20 Years of Experience - Near 11768

Qualifications Summary Analytical and seasoned operations professional with a deep investment banking background that is an expert in financing and hands-on quarterbacking the process of taking companies public through a variety of vehicles such as IPOs, direct listings, mergers and * Middle-market, boutique investment bank with a focus on the U.S. and Greater China * Current Series 7, 24, 63, and 79 securities licenses * S...

Tags for this Online Resume: Banking Industry, Debt, Investment Banking, Accounting, Acquisitions, Due Diligence, Mergers, M&A, Private Equity, Advertising, CFO, Director, Strategy, Fund Management, Casinos & Gaming

Financial Advisor - 20 Years of Experience - Near 02919

financial advisor in bank or credit unions, or salaried position in securities or insurance industry. will consider other teaching or managerial positions. owned several small business.

Tags for this Online Resume: series 7,24,63,9,10, life , owned smal businesses, human relations, teaching, long hours, Securities, Insurance, Operating Room, Series 24, Series 63, Series 7, HARD WORKER

Financial Services Sales Agent - 15 Years of Experience - Near 60142

Core Competencies: With 15 Years External Wholesaling for 3 firms, I speacialize in the Independant and Banking Channel and have focused on the 28 partner firms aligned with Ameriprise Financial Advisors. Deep relationships with top 1% AMerprise Private Wealth Advisors accross the US. Time managment skills and business planning abilities to cover 10 states to a National Footprint. Uniques abilites on both sides: The "...

Tags for this Online Resume: SMA, Securities, Management, Wholesaler, Fiancial Products, account manager