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Online Resumes with "Compliance Professional"
Expert Senior Compliance Professional
Seasoned Compliance professional with exceptional background and experience
Ideal Companies: Successful banking firms located in California
Tags for this Online Resume: Chief Compliance Officer, Bank Secrecy Act Officer
Healthcare Compliance Professional
I am seeking to gain more responsibility and experience in the field of healthcare compliance. I have a passion for helping employees and companies do the right thing, the right way.
Import Export Compliance Professional
Working for a successful and respected company where I can be an asset and use my experience and skills to contribute to a continuing success.
Tags for this Online Resume: Export, Compliance, ITAR, Defense, EAR, HTSUS
Occupational Safety and Environmental Compliance Professional - ASP - Industrial
My "best fit' has been providing occ. safety to environmental firms or safety & environmental to engineering firms. I'd like to take it to the next level-regional/divisional safety/environmental management.
Tags for this Online Resume: safety, environmental, occupational, compliance, training, CSP
Compliance Professional, Los Angeles
Dedicated, service –oriented, and accomplished leader seeking a challenging position within well respected company. Eager to contribute to the company by fully utilizing my skills and experience. Has the ability to prioritize and multi-task to produce high quality work while still maintaining superlative communication and interpersonal interactions.
Tags for this Online Resume: Auditor, BSA Compliance Analyst, ITitle 31, Entry Level
Regional Manager, Compliance Professional, Branch examiner
Compliance professional with over 15 years experience in the securities industy including both traditional brokerage and Investment Advisory.
Tags for this Online Resume: Supervision, Rodk Management, Compliance, Sales Supervision
Multilingual Global Financial Markets and Compliance Professional- International and Wall Street experience
Contribute my international experience and global markets experience to add value and make a lasting successful impact in all projects I will be involved with.
Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
Compliance Professional
Compliance Manager or Compliance Director Position
Compliance Officer, Omaha|Compliance Exams, Problem Solving, Regulatory Exam Liaison| Series 24 Principal
I'm a seasoned compliance professional with both broker-dealer and investment advisor experience. I'm seeking a compliance position that will allow me to use my problem solving and organizational skills and regulatory knowledge. I'm interested in a broker-dealer or registered investment advisor that is looking for a manager who has experience with the development, planning and execution of branch office exams and facilitat...
Tags for this Online Resume: compliance, Omaha, series 24, examinations, principal, securities
Bank Compliance Officer-CRCM, CAMS, CCBCO
Experienced banking compliance professional with management experience. Significant experience with mortgage lending, deposit product, privacy and Bank Secrecy Act compliance.
Tags for this Online Resume: Banking, Bank Secrecy Act, Mortgage Lending, Deposit Compliance, Privacy, Consumer Lending
Ethics and Compliance Professional
A professional with experience in result oriented, decisive leader with proven success in leading people, building positive relationships, customer focus, motivating others, and critical thinking. I have a track record of improvements to drive productivity and reduce cost. Excel in dynamic, demanding environments while remaining pragmatic and focused.
Tags for this Online Resume: Human Resources Professional, Employee Relation, Compliance Laws, Effective Leader, Critical Thinker
