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Online Resumes with "Compliance Professional"
Compliance professional within Investment Management industry
Looking for a great challenging opportunity in Compliance field.
Tags for this Online Resume: Compliance, Charles River, SEC, Surveilance, Regulatory
Capital Markets/Compliance professional
Grow within a financial services firm where I can utilize my skills and registrations to effectively contribute to the needs of an organization
Tags for this Online Resume: trading, equities, compliance, options, equities and options surveillance, Capital Markets
Seasoned Audit and Compliance Professional
Fire Life Safety Specialist-20 years-Code and Regulatory Compliance Professional
My goal is to find a position outside of government, dealing with code compliance with a focus on Fire Life Safety. I prefer to work in high rise buildings or in a position with a large geographical area. Dealing with complex issues or auditing code compliance is appealing.
Tags for this Online Resume: Fire Life Safety, Fire Protection, Auditor, Code Compliance, OSHA, Fire Protection Specialist, Safety
Compliance Professional - Supervisory & Oversight - 20+ years experience
Compliance - Insurance and Investments Audit Training and Oversight
Results Oriented Executive
25 years of call center. operations and business development in the collection agency business.Customer service, compliance,professionalism and outstanding production over entire career
Enterprise Risk Management and Internal Audit Expert. Strategic and visionary leader equipped with 21+ years of financial services/bank holding company expertise in internal audit, risk, Sarbanes Oxley, business continuity planning, compliance, insurance
Experienced audit, risk and compliance professional seeks position with an organization that can benefit from 21+ years of experience in building or enhancing cost effective audit, compliance or risk management programs complimented by solid business acumen and a proven ability to deliver operational efficiency.
Tags for this Online Resume: Sarbanes Oxley, Internal Audit, Internal Controls, Business Continuity, Risk Management, Compliance
Passionate Logistics and Trade Compliance Professional
Results driven trade compliance professional; with over twenty years of diversified experience and proven ability to develop strategic process improvements. Seeking opportunity with a growth focused organization.
Tags for this Online Resume: Transportation, Logistics, Customer Service, Import, Export , Compliance
Human subject in research protection specialist/regulatory compliance professional
To provide oversight and guidance for the protection of human research subjects while maintaining regulatory compliance to accreditation standard level.
Tags for this Online Resume: human subject, research, compliance, IRB, oversight, accreditation
I am an experience compliance professional, currently hold series 6, 7, 24, 53, 63 & 65 licenses and California State Insurance license. I am driven to minimize risk for the firm and the client.
I am interested in a compliance position in a supervisory role for licensed brokers, as well as firm opperation personel with responsiblity for maintaining and updating regulatory procedures and ensuring said procedures are followed, to include working closely with upper level management in regard to current regulatory and compliance procedures.
Ideal Companies: Broker-Dealers
Tags for this Online Resume: Microsoft Office, FISERV, on-line trade review, Series 6, 7, 24, 53, 63, 65
Compliance Professional, Milwaukee
Seeking to transfer acquired knowledge in Privacy as legal support to a privacy role with a HIPAA covered entity.
Tags for this Online Resume: Insurance, Privacy, HIPAA, HiTECH, SOX, Healthcare
Experienced Compliance Professional, Baltimore
As a talented, ethical, dependable and results-driven compliance professional with extensive experience in regulatory compliance and compliance function operations, I am certain I could provide valuable assistance and make significant contributions to your Compliance operation. In addition, I have a proven ability to cultivate and build relationships in order to effectively manage regulatory compliance risk.
Tags for this Online Resume: Compliance, Risk Assessment, Monitoring, Operations, Policies
