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Online Resumes with "Broker Dealer "
Chief Marketing Officer - 20 Years of Experience - Near 21093
Tags for this Online Resume: Marketing Management, Engineering, Leadership, Sales, Software, Xerox, Business Development, Outside Sales, A SERIES, Bonds
Lawyer - 20 Years of Experience - Near 92883
PROFESSIONAL SUMMARY Highly accomplished senior legal executive in positions of General Counsel and Deputy General Counsel. More than 20 years of experience at: (i) $9 billion dollar commercial bank, (ii) multidisciplinary regulatory compliance, risk management and financial advisory firm with offices in Los Angeles, NYC and Washington D.C., (iii) FINRA-registered Broker-Dealer, (iv) SBA-licensed Small Business Investment C...
Ideal Companies: 1946
Tags for this Online Resume: Compliance, Management, Licensing, Interest Rate, Banking Industry, Risk Management, Balance, Balance Sheet, Benefits, Due Diligence, Financial Transactions
Lawyer - 4 Years of Experience - Near 75214
SUMMARY I am a senior commercial litigation and arbitration attorney in private law practice looking for an in-house opportunity. I currently am and have been a partner/shareholder and equity partner in regional and national law firms, with an emphasis on banking and securities litigation, and arbitrations representing broker-dealers, investment advisers, wealth management advisers, hedge funds and private equity firms and ...
Tags for this Online Resume: Arbitration, Litigation, Securities, Bankruptcy, Joint Ventures, A SERIES, Annuity, Automotive, Banking Industry, Billing
Marketing - 15 Years of Experience - Near 08822
Accomplishments 1. Developed processes, coordinated reporting/analytics & strategy for integrated digital campaigns for Philips Lighting LED B2C and B2B 2. Led customer loyalty programs to reduce churn, led creation of an executive dashboard to track large institutional accounts, coordinated several strategic and leadership communications, change impact communications during migration from legacy systems to new systems, dev...
Tags for this Online Resume: Adobe, Adobe Illustrator, Adobe InDesign, Adobe Photoshop, Asset Management, Brand Management, Budgeting, Cms, Communications, Computer Aided Software Engineering
A position that allows me to transform business practices and inspire an educated team to provide the best financial performance in my industry while maintaining an superior culture. Innovation and expeditious execution versus robust markets will be a
To have the greatest team delivering product into our targeted market. This considerers everyone as part of the team (including me) and regular communication against no more than 5 specific goals that will result creating the best performing team in the industry but a unit that continually strives to be the top financial performer in creating shareholder value. A diverse and caring environment must support this. It shoul...
Ideal Companies: Bridgeport, Regional Banks, Asset Management Companies, AIG, Prudential, Bank of America, Black Rock, , KKR, Warburg Pincus
Tags for this Online Resume: Leader, Dividends, culture, Innovator, Initiate, Mentor, engage, Leverage, Transformer, Trust, Turnaround, Passion, Efficient, logistics, Winner, Innovative, manager, c-Suite, Processing, private equity, Innovation, Board, COO, Partner, Consultant
Manager
Tags for this Online Resume: Compliance, Corrective Actions, Management, Accounting, Fraud, Inventory, Risk Assessment, Securities, Assessments, Business Planning
Financial Specialist - 20 Years of Experience - Near 10017
Ideal Companies: Registered Inv Advisors, Broker-Dealers, Insurance Co, Investment Co, Bank
Tags for this Online Resume: Equity, Management, Portfolio Management, Risk Management, Due Diligence, Investment Management, Product Management
Compensation Administration, Project Management, Expense Analyst, Detailed Oriented,
Seeking a position as a compensation administrator or expense analyst within a company that has a work/life balance culture. My background is in the financial services/investment industry, however, I am open to explore other industries.
Ideal Companies: Cathy Silk, Cathy Silk, Cathy Silk
Tags for this Online Resume: Budgeting, Forecasting, Business Development, CFO, RIA, Business Analyst, Compensation, Management, Statistics, finance, excel, project management, customer service, expense analyst
Personal Financial Advisor - 20 Years of Experience - Near 75024
Tags for this Online Resume: Networking, Protocol, Referrals, Series 63, Series 7, COB, Financial, Management, Risk Management, Securities
Experienced and Sophisticated Executive Professional
To use my expertise in strategic planning, P&L management, licensing, entertainment, film, television, public speaking, media appearances, capital fundraising, marketing, branding, image management, mentoring and coaching. Dedicated to building effective relationships and providing support to investors, executive teams and boards of directors. Accomplished president, co-owner, experience driving the development and executi...
Ideal Companies: Any
Tags for this Online Resume: Professional, Expertise, Finesse, Collaborative, High Energy, Sophisticated, Strategic Planning, Business Development, Project Management, Due Diligence, Start Up Experience, Training, Market Analysis, Negotiations, Sales Cycle Management, Brand Management, Leadership, Talent Management, Recruitment, Product Management, Public Relations, Financial Analysis, Planning, Marketing, Media, Process Improvement, Account Management, Communications, Budgeting
Veteran business development professional
I am motivated and driven by success. Career and job satisfaction are driven through meaningful accomplishments. This is what I pursue in any role with an employer. I have a wide breadth of skills and experience with technology sales as well as financial services. My past success has often leveraged my understanding of the sales process, ability to execute, assess opportunities and close business. I look for a position and ...
Ideal Companies: Financial Services, Digital transformation provider, Analytics provider
Tags for this Online Resume: Sales, Business Development, Financial, Lead Generation, Automation, Consulting, Equity, Infrastructure, Marketing Management, Middleware, Digital transformation, Data analytics, Marketing automation, Consultative selling, Solution Selling, Content marketing, Enterprise Software sales, SaaS
Manager - 20 Years of Experience - Near 28031
while also helping to serve and provide effective solutions for overall business development. PERSONAL Accomplished leader committed to excellence who possesses strong analytical, organizational
Ideal Companies: regional management, management director, open to relocation, Charlotte focus
Tags for this Online Resume: Management, Risk Management, Equity, Derivatives, Toxicology, Accounting, Budgeting, Commodities, General Accounting, Inside Sales
