Description
PROFESSIONAL SUMMARY Highly accomplished senior legal executive in positions of General Counsel and Deputy General Counsel. More than 20 years of experience at: (i) $9 billion dollar commercial bank, (ii) multidisciplinary regulatory compliance, risk management and financial advisory firm with offices in Los Angeles, NYC and Washington D.C., (iii) FINRA-registered Broker-Dealer, (iv) SBA-licensed Small Business Investment Company, (v) $120 million consumer products manufacturing company, and, (vi) Fortune 500 financial institutions, including Aetna and Freddie Mac. Expertise in regulatory compliance, risk management, strategic joint ventures, mergers and acquisitions, capital markets, securitizations and commercial real estate finance transactions. Extensive experience in a broad spectrum of complex domestic and international capital markets and corporate finance transactions, as well as Corporate Secretary advising Boards of Directors and senior management on strategic planning, transactional, operational, reputational and regulatory risks and corporate governance compliance.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Opus Bank | Senior Vice President And Deputy General Counsel Senior Legal Counsel Senior Legal Counsel | 2/2014 - 1/2018 |
| Natrol Inc. | Senior Vice President And General Counsel | 1/2008 - 1/2011 |
| New Century Financial Corporation | Vice President And Associate General Counsel | 1/2005 - 1/2008 |
| Senior Vice President And Capital Markets Counsel | Senior Legal Executive Advising Board Of Director's Asset/Liability Committee | 1/2003 - 1/2005 |
| Federal Home Loan Mortgage Corporation | Associate General Counsel | 1/1989 - 1/2003 |
| Aetna Life And Casualty Insurance Company | Bond Investment Counsel | 1/1981 - 1/1989 |
| Aetna | Legal Advisor | 1/1981 - 1/1981 |
Accomplishments
Highlights:
Companies I like:
1946
Keywords
