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Online Resumes with "BROKER DEALER"
General / Corporate Counsel
Experienced general / corporate counsel with both public and start-up companies as well as premier law firms. Past positions include general counsel of a large public medical device company and to two venture-funded fintech real estate investment firm; president of a construction company; in-house attorney at software (SaaS and B2B connectivity) companies; and corporate attorney at major law firms.
Tags for this Online Resume: Litigation, Real Estate, Financial, Financial Services, Legal, Management, SEC, Services, Securities, Real Estate Finance, Corporate Finance, Corporate Law, Contract Law
General Manager - 20 Years of Experience - Near 34102
Tags for this Online Resume: Payroll, Recruiter, Satellite, Cost Accountant, Accounting, Annuity, Sports
Auditor
Ideal Companies: Robinhood, Circle, Wells Fargo
Tags for this Online Resume: Audit, Business Requirements, CAT, Data Mapping, Enterprise Risk Management, Filing, Management, Outsourcing, Reviews, Risk Management
Audit Manager
Dedicated professional with exceptional audit and compliance experience in the financial services industry to include commercial banking, investment banking, international banking, broker dealer and leasing. Extensive knowledge of complex capital markets derivative products, fixed income securities, equities, trust, asset management and proficiency with performing Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Off...
Ideal Companies: none
Tags for this Online Resume: Equities, Policies and Procedures, Internal audit, Audit, Cash Management, Commercial Lending, Futures, Interest Rate, Liquidity, Management
Corporate Controller, Director of Accounting
Highly innovative Accountant with experience in all aspects of accounting and financial management, operational analysis and internal controls. Adept in the areas of financial reporting, budgeting and planning, knowledge of internal and system controls and system implementations. Strong organizational, communication and leadership abilities. Extensive experience in implementing Sarbanes-Oxley compliance requirements. Ver...
Ideal Companies: JP Morgan Chase, Fidelity Investments
Tags for this Online Resume: Audit, Accounting, Accounting Functions, Balance, Balance Sheet, Project Leader, Compensation, Financial, Financial Reporting, Implementation, Budget, Forecast, Microsoft Dynamics, SAP Concur, SAP, Version One, People Soft, FINOP, Regulatory Reporting, Revenue Recognition, Vendor Specific Objective Evidence
Financial Specialist - 20 Years of Experience - Near 19606
Tags for this Online Resume: Management, Test, Test Cases, JIRA, Quality Assurance, Applications, Automation, Acceptance Testing, Services, User Acceptance Testing
Chief Operations Officer - 20 Years of Experience - Near 01830
AREAS OF EXPERTISE Executive Leadership ( Business Development ( Corporate Governance ( Strategic Planning ( Negotiation Mergers & Acquisitions ( New Business Start-Up & Expansion ( Investor Relations ( Intellectual Property
Ideal Companies: New Startups in Life Science Field, Early stage companies
Tags for this Online Resume: HR, Human Resources, Pharmaceutical, Distribution, Sourcing, Rehabilitation, Business Plan, Venture Capital, Acquisitions, Business Development, management, sales
Financial Examiner - 25 Years of Experience - Near 11375
SUMMARY OF QUALIFICATIONS * Strong knowledge and broad understanding of the Securities Industry and considerable expertise with US GAAP and International Accounting Standard (IAS). Considerable experience with corporate, broker-dealer and commodities accounting * Broad grasp and strategic understanding of Financial and Regulatory Reporting with emphasis on all SEC and FINRA requirements including the 15c3-1 Net Capital, 15c...
Tags for this Online Resume: Accounting, Fixed Income, Management, Asset Management, Equities, Financial, Financial Statements, Policies and Procedures, Acquisitions, Assessments
Business Teacher
Tags for this Online Resume: Equity, Private Equity, Securities, Arbitration, Capital markets, Financial, Integrate, Microsoft Exchange, Russian Language, Security
Vice President And Financial Advisor specializing in coaching and leading cross-functional teams
With over 15+ years of expoerience, as a Vice President and Financial Advisor, I have gained invaluable experience in in asset management, financial strategy development, process improvement, and client relationship management. This expertise has allowed me to be knowledgeable in driving referral business/productivity, building successful client relationships to boost profitability rates, and implementing financial stra...
Ideal Companies: Fidelity, Schwab, similar highly regarded financial institutions; sales force, google, facebook, other tech firms as well as fintech firms.
Tags for this Online Resume: Insurance, Services, Financial, Health Insurance, Management, Wealth Management, Portfolio Management, Risk Management, Planning, Series 7, Series 66, Series 63, California Life and Health Insurance License, Financial Planning, Team Building, Leadership, Project Management, Client Services Development Stratgic Marketing Plans & Execution, Management Consulting, Process Improvements, Strategic Parrtnerhip Devellopment, Consultative Selling, Asset Management, Policy Development, Employee Development/coaching/Mentoring, Sales Team Training & Performance Evaluations, Regulatory Compliance, Financial Markets, Broker Dealer, Strategic & Financial Planning, Client Services Development, Business Deveopment
Bookkeeping Clerk - 20 Years of Experience - Near 77385
Tags for this Online Resume: Capital markets, BAR, Credit Card, Dell, Filing, Quick Books, Quickbooks
Sales Representative - 10 Years of Experience - Near 55415
Tags for this Online Resume: Investment Opportunities, Ad hoc analysis, Attention to Detail, Banking Industry, Competitive Analysis, Compliance, Due Diligence, Entrepreneurship, Financial, Financial Modeling
