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Online Resumes with "BROKER DEALER"
Accountant - 20 Years of Experience - Near 07030
PROFESSIONAL SUMMARY Senior financial officer with experience working for Broker/Dealers, Alternative Investment firms and as a Certified Public Accountant in the Financial Services industry. Successfully launched and built operational infrastructure and accounting controls for several hedge funds while serving as a primary contact for investor relations and due diligence requests. Extensive experience implementing procedur...
Tags for this Online Resume: Financial, Equity, Consulting, Due Diligence, Manufacturing, Budgeting, Cash Management, Financial Statements, Management, Accounting, cpa, finance, tax, audit, accounting, controller, gaap, accountant, excel, Hedge Funds, Alternative Investments
Financial Analyst - 16 Years of Experience - Near 06825
Experienced impact oriented risk & compliance management officer with broad experience seeking challenging growth opportunity with an investment advisor, broker dealer, or a banking institution.
Tags for this Online Resume: Cash Flow, Equity, Cash Flow Analysis, Financial, Reconciliations, Root Cause Analysis, Statistics, Balance, Balance Sheet, General Ledger
Financial Manager - 20 Years of Experience - Near 25526
PROFESSIONAL SUMMARY Financial professional with extensive experience in the areas of financial analysis, research analysis, asset management, operational management and strategic planning. Seeking an opportunity with an organization whereby my aforementioned skills will be utilized along with my demonstrated ability working with startup and venture capital companies, contract negotiations, financial modeling and budget ana...
Tags for this Online Resume: Equity, Accounting, Analytical Skills, Asset Management, Automotive, Balance Sheet, Bloomberg, Budgeting, Business Operations, strategic planning, operational management, financial modeling, contract analysis and negotiations
Business Analyst
Summary * Business Analysis experience in various domains including Mortgage, Capital Markets, Banking, and Retailing Agencies. * Investment Bank expertise includes Broker - Dealer operations, Risk Scoring, Collateral & Limits Management, Performance Measurement, and Portfolio Attribution. * Hands on experience in creating Business Process Models, which defined the high-level business activities and processes and provided a...
Ideal Companies: 2
Tags for this Online Resume: Management, Business Requirements, Documentation, Test, Test Cases, Test Plans, Test Scripts, Applications, Business Analysis, Business Analyst
General Counsel
Seasoned international financial lawyer seeks General Counsel position within a bank or financial services firm. Excellent experience with wall street firms and law firms specializing in corporate finance and capital markets. Stellar references from every single prior employer. Experience practicing in New York, Europe (London, Belgium and Luxembourg and more recently in Washington, DC. Boundless energy and wit. Fluent ...
Ideal Companies: Banks or Broker Dealers or law firms
Tags for this Online Resume: ISDA, Capital markets, Financial, Financial Services, Services, Financial Industry, Structured Finance, Financial Statements, Banking Industry, Bonds
Vice President
Accomplishments Guidance Software Inc. At GSI I defined and led the Sales Enablement training initiatives which led to the reversal of sliding stock prices and increased profit margins by 16% Re-tooled the on-boarding of professionals in a highly complex and technical environment and decreased time to productivity by 24+% and ramped up continuous career development Created cross enterprise collaboration to increase effectiv...
Tags for this Online Resume: Annuity, Buying, Complaints, Customer Service, Cyber, Cyber Security, Diversity, Insurance, Integrate, Its
Accountant
Summary Professional CPA with more than 25 years of experience overseeing accounting and reporting within the financial sector including broker dealers. Career history of reviewing and approving a high volume of financial data, maintaining organizational compliance with federal regulations pertaining to GAAP, SEC reporting and SOX requirements.
Tags for this Online Resume: Management, Budgeting, Accounting, Financial Industry, Compliance, Financial, Regulatory Reporting, Banking Industry, Derivative Trading, Derivatives
Lawyer - 20 Years of Experience - Near 10075
CAREER SUMMARY Corporate lawyer with in depth experience and expertise in securities, private, hedge and capital funds, Investment Company and Investment Advisers Acts, mergers and acquisitions and general corporate transactions. Served as outside general counsel to companies in industries including high-technology, alternative energy, packaging and jewelry. Clients included public corporations private equity funds biotech ...
Tags for this Online Resume: Banking Industry, BAR, BDC, Distribution, Drafting, Equity, ERISA, Acquisitions, Business Development, Corporate General
Sales and Business Professional / Personal Financial Advisor
Experienced Sales and Financial Professional with more than 20 years of intangible product sales, and sales management experience. Ideal position has a modest base with a competitive commission structure that will not limit my compensation when I perform at a high level.
Ideal Companies: Fortune 500
Tags for this Online Resume: Health Insurance, Insurance, Advertising, Bonds, Financial, Mutual Funds, Management, Wealth Management, Coaching, Sales / Outside Sales, Account Management, Experienced, Consulting, Sales Management, Product Marketing, Presentations, Planning, Strategic Planning, Leadership / Motivation, Training / Development, Public Relations, Client Relations, Needs Assessment, Project Management, Business Development, Communications, Financial Products, Advisor, Financial Advisor, Customized Planner, Investment Advisor
Visionary, Driven Executive Management Consulting Leader
Summary Visionary, Driven Executive Management Consulting Leader I am a global leader at delivering and selling high value, complex consulting services to banks and broker-dealers. I have mobilized and led project teams of 120 staff in 15 countries spending $75M. I have sold services and projects that have dramatically improved business performance such as a $900M revenue increase for a European bank. I am widely experience...
Tags for this Online Resume: Banking Industry, Due Diligence, Program Manager, executive, investment banking, change management, Management, Account Management, Accounting, Adobe
Not Listed
Tags for this Online Resume: Securities, Insurance, Audit, Long Term Care, Mutual Funds, Compliance, Financial, Satellite, Compensation, Email
Accountant
Tags for this Online Resume: Accounting, ACH, Banking Industry, Deposits, Documentation, Fund Accounting, Management, Wire Transfers, Balance, Balance Sheet
